The 105th

Monday, May 05, 2008

The State responded that it had no such evidence in its custody or control. ....yeah right, I guess the tape evidence is contrary to Huberts..........

agenda. Control and custody of that tape would reveal John Hubert for the petty prevaricator he is.






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NUMBER 13-02-169-CR

COURT OF APPEALS



THIRTEENTH DISTRICT OF TEXAS

CORPUS CHRISTI - EDINBURG



WILLIAM RAY GEARHART, Appellant,

v.

THE STATE OF TEXAS, Appellee.



On appeal from the 105th District Court

of Kleberg County, Texas.



O P I N I O N

Before Chief Justice Valdez and Justices Rodriguez and Castillo

Opinion by Justice Castillo



The State indicted William Ray Gearhart, appellant, as a repeat felony offender for assaulting a public servant. Footnote On March 5, 2002, a jury convicted Gearhart and sentenced him to ten years confinement in the Institutional Division of the Texas Department of Criminal Justice. We conclude that Gearhart's appeal is frivolous and without merit. We affirm.

I. BACKGROUND

Gearhart filed a pro se notice of appeal on March 8, 2002. In the notice, Gearhart complained about his trial counsel's representation. He asked the trial court to appoint appellate counsel to represent him. The trial court appointed new counsel for him on appeal. Gearhart's appellate counsel filed a brief in which counsel concludes that the appeal is frivolous. See Anders v. California, 386 U.S. 738, 744-45 (1967).

II. APPLICABLE APPELLATE RULES

The rules of appellate procedure governing how appeals proceed in criminal cases were amended effective January 1, 2003. Generally, rules altering procedure do not fall within the prohibition in the Texas Constitution against retroactive application of laws that disturb vested, substantive rights. See Tex. Const. art. I, § 16; see also Ibarra v. State, 11 S.W.3d 189, 192 (Tex. Crim. App. 1999). Therefore, this Court applies the current rules of appellate procedure to this appeal. We may not affirm or reverse a judgment or dismiss an appeal for formal defects or irregularities in appellate procedure without allowing a reasonable time to correct or amend the defects or irregularities. Tex. R. App. P. 44.3. We also are prohibited from affirming or reversing a judgment or dismissing an appeal if the record prevents the proper presentation of an appeal and can be corrected by the trial court. Tex. R. App. P. 44.4(a). Accordingly, we abated the appeal on July 21, 2003 and ordered a supplemental record to include, in compliance with rule 25.2(a)(2), the trial court's certification of Gearhart's right of appeal. See Tex. R. App. P. 25.2(a)(2). We received a supplemental record on December 10, 2003 that includes the trial court's certification that Gearhart has the right of appeal. We now turn to the merits.

III. DISPOSITION

A. Anders Brief

Gearhart's original court-appointed appellate counsel filed a brief in which he concludes that this appeal is frivolous. See Anders, 386 U.S. at 744-45. Counsel certifies: (1) he diligently reviewed the record for reversible error; (2) he was unable to find any error that would arguably require reversal of the trial court's judgment; (3) in his opinion, the appeal is without merit; (4) he served a copy of the brief on Gearhart; and (5) he informed Gearhart of his right to review a complete copy of the appellate record and file a pro se brief on his own behalf. See Anders, 386 U.S. at 744-45; see also High v. State, 573 S.W.2d 807, 813 (Tex. Crim. App. [Panel Op.] 1978).

An Anders brief must provide references to both legal precedent and pages in the record to demonstrate why there are no arguable grounds to be advanced. High, 573 S.W.2d at 812. Counsel's brief does not advance any arguable grounds of error, but does contain a professional evaluation of the record demonstrating why there are no arguable grounds to be advanced. See Currie v. State, 516 S.W.2d 684, 684 (Tex. Crim. App. 1974). With relevant citation to legal precedent and the record, counsel professionally evaluates the indictment, pre-trial motions, voir dire, opening statements, sufficiency of the evidence, jury charge, closing argument, and punishment phase. Arguable grounds of error should be advanced by counsel as required by Anders, if there are any. See id. However, we do not interpret Anders as requiring appointed counsel to make arguments counsel would not consider worthy of inclusion in a brief for a paying client or to urge reversal if, in fact, counsel finds no arguable issue to appeal. See id. We hold that counsel's brief is not the “conclusory statement” decried by Anders. See id.

In response to counsel's brief, Gearhart filed a pro se brief. Gearhart's original appointed counsel withdrew while this appeal was pending. The trial court appointed substitute appellate counsel.

B. Pro Se Brief

Gearhart asserts he was falsely accused of assaulting a public servant, a police officer with the Kingsville Police Department. He maintains that after he filed an internal affairs complaint regarding the incident, he was retaliated against when the State arrested him again for filing a false report and charged him with aggravated perjury. Generally, Gearhart challenges the sufficiency of the evidence to support his conviction. He claims he was attacked, without provocation, by two Kingsville police officers. He denies he attacked one of the officers first. He cites to purported inconsistencies in the testimony at trial in support of his position. Gearhart also claims that the State did not present evidence of his prior conviction for assault on a public servant to support his conviction and resulting enhanced punishment as a repeat felony offender.

Gearhart also complains his trial counsel was ineffective. He argues that his trial counsel did not subpoena the videotape from the arresting officer's squad car or the audiotapes of an emergency call made by a witness, a clerk at the convenience store where the altercation took place. The tapes, Gearhart asserts, would have substantiated his version of events. Gearhart also alleges his counsel was ineffective by not objecting to the jury. He claims that jurors who indicated in voir dire they knew the prosecutor or his family ended up on the jury and that his trial counsel permitted venire members to remain on the jury despite Gearhart's instructions to the contrary. Further, Gearhart alleges his trial counsel was ineffective by not delivering a closing argument that challenged the testimony of the officer about an injury that the officer had not included in his original report of the incident. Finally, Gearhart complains that his trial counsel made an inappropriate remark to the prosecutor, after the jury retired to deliberate, reflecting counsel's belief that the jury would find Gearhart guilty.

C. Independent Review of the Record

Since this is an Anders case, we independently review the record for error. See Penson v. Ohio, 488 U.S. 75, 80 (1988); see also Ybarra v. State, 93 S.W.3d 922, 926 (Tex. App.–Corpus Christ 2002, no pet.).

1. The Indictment

The indictment properly alleges the offense of assault of a public servant. See Tex. Pen. Code Ann. § 22.01(a)(1), (b), (d) (Vernon 2003). It also properly alleges three prior offenses as repeat felony offender enhancement. See Tex. Pen. Code Ann. § 12.42(a)(3) (Vernon 2003). Even if errors did exist in the indictment, the error could not be raised on appeal because Gearhart did not file a pre-trial motion alleging any error in the indictment. See Tex. Code Crim. Proc. Ann. art. 1.14(b) (Vernon 1977); Studer v. State, 799 S.W.2d 263, 268 (Tex. Crim. App. 1990). We find no arguable error in the indictment.

2. Pre-Trial Motions

The record reflects that the trial court heard Gearhart's discovery motion regarding production of the videotape from the arresting officer's squad car and any audiotape of the emergency call made by the convenience store clerk. The State responded that it had no such evidence in its custody or control. The trial court ruled it would permit Gearhart to subpoena any relevant videotapes or audiotapes for trial. Thus, the record reflects that the trial court did not make any ruling adverse to Gearhart. See Tex. R. App. P. 33.1. We find no arguable error in the trial court's pre-trial rulings.

3. Voir Dire

A review of the voir dire examination shows that sixteen venire members knew the prosecutor, a long-time resident of Kingsville, or his family. They all indicated they would consider the facts of the case and not base their decision on their knowledge of the prosecutor or his family. Neither the State nor Gearhart raised any challenge for cause. Thus, the trial court could not have erroneously ruled. See Johnson v. State, 43 S.W.3d 1, 5 (Tex. Crim. App. 2001); see also Allen v. State, 54 S.W.3d 427, 428 (Tex. App.–Waco 2001, pet. ref'd). Further, the trial court did not limit Gearhart's questioning of the jury. See Nunfio v. State, 808 S.W.2d 482, 485 (Tex. Crim. App. 1991). We find no arguable error in voir dire.

4. Opening Statements

As a general rule, to preserve error for appellate review, Gearhart must have made a timely, specific objection, at the earliest opportunity, and obtained an adverse ruling. Tex. R. App. P. 33.1; Turner v. State, 805 S.W.2d 423, 431 (Tex. Crim. App. 1991). Each side presented opening statements. Neither side objected to the other's. Gearhart thus waived any error in the prosecution's opening statement. See Limas v. State, 941 S.W.2d 198, 203 (Tex. App.–Corpus Christi 1996, pet. ref'd) (finding waiver for failure to object to prosecutor's closing argument). We find no arguable error in the prosecution's opening statement.

5. Sufficiency of the Evidence

a. Standards of Review

(1) Legal Sufficiency

A legal-sufficiency challenge calls for appellate review of the relevant evidence in the light most favorable to the prosecution. Jackson v. Virginia, 443 U.S. 307, 319 (1979); Swearingen v. State, 101 S.W.3d 89, 95 (Tex. Crim. App. 2003); Johnson v. State, 23 S.W.3d 1, 7 (Tex. Crim. App. 2000). We consider all the evidence that sustains the conviction, whether properly or improperly admitted or whether introduced by the prosecution or the defense, in determining the legal sufficiency of the evidence. Conner v. State, 67 S.W.3d 192, 197 (Tex. Crim. App. 2001). Similarly, in reviewing the legal sufficiency of the evidence, we look to all of the evidence introduced during either stage of the trial. De Garmo v. State, 691 S.W.2d 657, 661 (Tex. Crim. App. 1985).

In a jury trial, legal sufficiency is measured against the elements of the offense as defined by a hypothetically correct jury charge for the case. Malik v. State, 953 S.W.2d 234, 240 (Tex. Crim. App. 1997). A hypothetically correct jury charge is one that "accurately sets out the law, is authorized by the indictment, does not unnecessarily increase the State's burden of proof or unnecessarily restrict the State's theories of liability, and adequately describes the particular offense for which the defendant was tried." Id. A hypothetically correct jury charge would not simply quote from the controlling statute. Gollihar v. State, 46 S.W.3d 243, 254 (Tex. Crim. App. 2001). Its scope is limited by "the statutory elements of the offense . . . as modified by the charging instrument." Fuller v. State, 73 S.W.3d 250, 254 (Tex. Crim. App. 2002) (Keller, J., concurring); Curry v. State, 30 S.W.3d 394, 404 (Tex. Crim. App. 2000). When a statute lists more than one method of committing an offense, and the indictment alleges some, but not all, of the statutorily listed methods, the State is limited to the methods alleged. Fuller, 73 S.W.3d at 255; Curry, 30 S.W.3d at 404. This standard of legal sufficiency ensures that a judgment of acquittal is reserved for those situations in which there is an actual failure in the State's proof of the crime. Malik, 953 S.W.2d at 240. We then determine if any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. Jackson, 443 U.S. at 319; Johnson, 23 S.W.3d at 7.

If we reverse a criminal case for legal insufficiency following a jury trial, we reform the judgment to reflect conviction for a lesser offense only if: (1) we find that the evidence is sufficient to support conviction of the lesser offense; and (2) a jury charge on the lesser offense was either submitted or requested but denied. Collier v. State, 999 S.W.2d 779, 782 (Tex. Crim. App. 1999) (plurality op.) (discussing circumstances under which court of appeals may reform judgment following jury trial to reflect conviction for lesser offense); Bigley v. State, 865 S.W.2d 26, 27-28 (Tex. Crim. App. 1993) (clarifying same). Otherwise, we vacate the judgment of conviction for legal insufficiency and order a judgment of acquittal. Swearingen, 101 S.W.3d at 95.

(2) Factual Sufficiency

We also measure the factual sufficiency of the evidence against a hypothetically correct jury charge. Adi v. State, 94 S.W.3d 124, 131 (Tex. App.—Corpus Christi 2002, pet. ref'd). We are constitutionally empowered to review the judgment of the trial court to determine the factual sufficiency of the evidence used to establish the elements of the charged offense. Johnson, 23 S.W.3d at 6. In determining the factual sufficiency of the elements of the offense, we view all the evidence neutrally, not through the prism of "the light most favorable to the prosecution." Id. at 6-7 (citing Clewis v. State, 922 S.W.2d 126, 129 (Tex. Crim. App. 1996)). We set aside a finding of guilt only if it is so contrary to the overwhelming weight of the evidence as to be clearly wrong and unjust. Id. at 7. A clearly wrong and unjust finding of guilt is "manifestly unjust," "shocks the conscience," or "clearly demonstrates bias." Rojas v. State, 986 S.W.2d 241, 247 (Tex. Crim. App. 1998).

In conducting a factual-sufficiency review, we review the fact finder's weighing of the evidence. Johnson, 23 S.W.3d at 7 (citing Clewis, 922 S.W.2d at 133). We review the evidence that tends to prove a material disputed fact and compare it with evidence that tends to disprove it. Johnson, 23 S.W.3d at 7. We are authorized to disagree with the fact finder's determination. Id. However, we approach a factual-sufficiency review with appropriate deference to avoid substituting our judgment for that of the fact finder. Id. Our evaluation should not intrude substantially on the fact finder's role as the sole judge of the weight and credibility given to witness testimony. Id.

We always remain aware of the fact finder's role and unique position, a position we are unable to occupy. Id. at 9. Exercise of our authority to disagree with the fact finder's determination is appropriate only when the record clearly indicates our intervention is necessary to stop manifest injustice. Id. Otherwise, we accord due deference to the fact finder's determinations, particularly those concerning the weight and credibility of the evidence. Id.

Every fact need not point directly and independently to the accused's guilt. Vanderbilt v. State, 629 S.W.2d 709, 716 (Tex. Crim. App. 1981). A finding of guilt can rest on the combined and cumulative force of all the incriminating circumstances. Id. We reverse a judgment of conviction only if proof of guilt is so obviously weak as to undermine confidence in the fact finder's determination, or proof of guilt, although adequate if taken alone, is greatly outweighed by contrary proof. Swearingen, 101 S.W.3d at 97. Which standard applies generally depends on whether the complaining party had the burden of proof at trial. Zuliani v. State, 97 S.W.3d 589, 593 (Tex. Crim. App. 2003). If the accused did not have the burden of proof at trial, then the first or "manifestly unjust" standard applies. Id. If the accused had the burden of proof at trial, then the second or "against the great weight and preponderance" standard applies. Id.

In conducting a factual-sufficiency review in an opinion, we "show our work" when we consider and address the appellant's main argument for urging insufficiency of the evidence. Sims v. State, 99 S.W.3d 600, 603 (Tex. Crim. App. 2003); Johnson, 23 S.W.3d at 9; Manning v. State, 112 S.W.3d 740, 747 (Tex. App.–Houston [14th Dist.] 2003, no pet. h.); see Tex. R. App. P. 47.1. This practice benefits the parties, maintains the integrity of the justice system, and improves appellate practice. Sims, 99 S.W.3d at 603; Manning, 112 S.W.3d at 747. If we reverse a criminal case for factual insufficiency, we vacate the judgment of conviction. Clewis, 922 S.W.2d at 133-34. We remand for a new trial a criminal case reversed for factual insufficiency, so a second fact finder has the chance to evaluate the evidence. Swearingen, 101 S.W.3d at 97.

b. Sufficiency Analysis

(1) Legal Sufficiency

Viewing the evidence in the light most favorable to the prosecution and measuring it against a hypothetically correct jury charge, we find that the arresting officer testified to each of the elements of the offense of assault of a public servant. Gearhart struck the uniformed officer while the officer was in the process of detaining him in response to a public-disturbance complaint. Gearhart's assault bruised the officer and chipped his tooth. The convenience store clerk corroborated the officer's testimony. Gearhart stipulated in open court, in the presence of counsel, to the prior felony conviction, also for assault on a public servant. Viewing the relevant evidence in the light most favorable to the verdict, we conclude that any rational trier of fact could have found beyond a reasonable doubt the essential elements of the crime, including the repeat felony offender allegation. See Jackson, 443 U.S. at 319; see also Johnson, 23 S.W.3d at 7.

(2) Factual Sufficiency

We view all the evidence neutrally, favoring neither the State nor Gearhart, and measure it against a hypothetically correct jury charge. Johnson, 23 S.W.3d at 6-7; Adi, 94 S.W.3d at 131. In addition to the arresting officer and convenience store clerk's testimony, Gearhart testified in his own defense. He admitted he had been drinking and had gotten into a disagreement with the clerk about getting free matches from the store. He admitted he had marijuana in his pocket. He denied assaulting the officer, however. Rather, he said the officer who testified and a second officer assaulted him without provocation. Finally, Gearhart admitted he had been convicted before for assaulting a public servant, although he stressed that the public servant he assaulted that time was a corrections officer, not a police officer. Viewing the relevant evidence in a neutral light, favoring neither the prosecution nor Gearhart, and with appropriate deference to the jury's credibility determinations, we conclude that the jury's verdict is not so contrary to the overwhelming weight of the evidence as to be clearly wrong and unjust. Id. at 6-7.

Accordingly, we find no arguable legal or factual insufficiency of the evidence. 6. The Charge

Gearhart did not object to the charge. Thus, to be reversible, any error would have to constitute egregious harm. Almanza v. State, 686 S.W.2d 157,171 (Tex. Crim. App. 1985) (op. on reh'g). We find no arguable egregious error in the charge. 7. Closing Argument

Neither party objected to the other's closing argument. Thus, Gearhart waived any error. See Cockrell v. State, 933 S.W.2d 73, 89 (Tex. Crim. App. 1996); see also Limas, 941 S.W.2d at 203. We find no arguable error in the prosecutor's jury argument.

8. Punishment Phase

The record shows that Gearhart stipulated to the prior felony assault of a public servant in the culpability phase of the trial, which evidence supported his enhanced punishment as a repeat felony offender. To preserve any error in the punishment phase, Gearhart must have made a timely, specific objection, at the earliest opportunity, and obtained an adverse ruling. Tex. R. App. P. 33.1; Turner v. State, 805 S.W.2d 423, 431 (Tex. Crim. App. 1991). Gearhart did not object at sentencing on any basis. We find that he waived any challenge to the sentence imposed by the jury. See Rhoades v. State, 934 S.W.2d 113, 120 (Tex. Crim. App. 1996). Moreover, the sentence assessed was within the statutorily permissible range and was based on admissible evidence introduced during the trial. See Jordan v. State, 495 S.W.2d 949, 952 (Tex. Crim. App. 1973). We find no arguable error in the sentencing proceedings.

9. Ineffective Assistance of Counsel

The record contains no evidentiary support for Gearhart's claims of ineffective assistance of counsel. When the alleged ineffectiveness asserted by a defendant occurs outside of the record, the proper vehicle for a complaint is a collateral attack that permits the development of facts concerning the alleged errors of counsel. Jackson v. State, 877 S.W.2d 768, 773 (Tex. Crim. App. 1994).

Accordingly, our independent review of the record finds that Gearhart's appeal is frivolous. We conclude that this appeal is without merit. See Penson, 488 U.S. at 80; see also Martin v. State, No. 13-02-118-CR, 2003 Tex. App. LEXIS 10181, at *3 (Tex. App.–Corpus Christi Dec. 4, 2003, no pet. h.). We affirm the judgment and sentence of the trial court.

D. Motion to Withdraw

An appellate court may grant counsel's motion to withdraw filed in connection with an Anders brief. Moore v. State, 466 S.W.2d 289, 291 n.1 (Tex. Crim. App. 1971); see Stafford v. State, 813 S.W.2d 503, 511 (Tex. Crim. App. 1991) (noting that Anders brief should be filed with request for withdrawal from case). Substitute appellate counsel in this case has not requested to withdraw from further representation of Gearhart on appeal. We hereby order counsel to advise Gearhart promptly of the disposition of this case and the availability of discretionary review. See Ex parte Wilson, 956 S.W.2d 25, 27 (Tex. Crim. App. 1997). We further order counsel to file any motion to withdraw as court-appointed counsel with this Court within ten days of the date of this opinion. See Martin, 2003 Tex. App. LEXIS 10181, at *4.

ERRLINDA CASTILLO

Justice

Publish.

Tex. R. App. P. 47.2(b).

Opinion delivered and filed

this 11th day of December 2003.

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Tuesday, April 29, 2008

A judge shall be patient, dignified and courteous to litigants,



Local
Bañales shifts bond funds to husband's office
Couple: County must provide space for judge

By Dan Kelley (Contact)
Originally published 03:46 a.m., April 29, 2008
Updated 03:46 a.m., April 29, 2008
Bañales' vote, involvement do not appear to be conflict of interest, attorney says.
Bañales' vote, involvement do not appear to be conflict of interest, attorney says.

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Nueces County Commissioner Peggy Bañales voted to take $118,000 for roadwork in her precinct and spend it inside the courthouse instead -- on a new office for her husband, Judge J. Manuel Bañales.

The judge, who presides over the 105th District Court, had been appointed recently to the additional duty of presiding judge of the 5th Judicial District. In those two capacities, he now maintains two offices in the courthouse.

The Bañaleses said the county was obligated to provide an office for the presiding judge, and that the money would have had to come from somewhere.

"No matter where the money came from, the county would have to do it," Commissioner Bañales said.

The transfer occurred June 13 after Commissioner Bañales abstained from two other votes related to the renovation, one on March 21 and another April 17. She said she wanted to avoid the appearance of conflict of interest.

Behind the scenes however, she worked to secure funding.

And on June 13, when a vote to shift the money for the project came up, she was the second of two commissioners who called to bring the transfer to a vote.

Her vote and involvement do not appear to be a potential conflict of interest, according to the county attorney. Commissioner Bañales also said she voted for the transfer because it contained increased funding for other projects, such as the Richard M. Borchard Regional Fairgrounds.

Of the $165,000 used to renovate the judge's offices, about $118,000, came from 2004 bond funds earmarked to rehabilitate County Road 52 in Precinct 1, which is represented by Commissioner Bañales. Commissioner Betty Jean Longoria contributed about $40,000 from funds she controlled.

Each commissioner maintains a portion of the bond funds to be used in his or her district and each has control over that portion of the funds. Some have more than $1 million dollars left since the county issued the certificates of obligation.

When asked why he needed the second office, Judge Bañales said the county was obligated to provide an office for the presiding judge, and that the money would have had to come from somewhere.

Judge Bañales said he uses the office to have regular meetings with judges from across the region. He also uses the office for a committee that issues credentials for lawyers working in death penalty cases.

Commissioner Bañales said she used money slated for County Road 52 because another bond issue, from 2007, also included money for that road. She said other options to pay for the renovation included using money from the general reserve and taking money away from some other project.

"There was money available," she said. "It seemed that was the best solution."

Judge Bañales said he isn't the first presiding judge to have two offices -- two others who held the post in Edinburg and Brownsville also did.

"You have to keep in mind that the county is obligated to provide those funds, if it was for me or another individual," Judge Bañales said.

The judge estimated that he spends 20 percent to 30 percent of his time serving as presiding judge. Duties of that post include assigning cases to other judges in situations where another judge is ill or incapacitated, and presiding over situations in which a party in a lawsuit has asked a judge to step aside or recuse himself or herself from a case.

Judge Bañales also sits on the bench for civil and criminal trials in both Nueces and Kleberg counties.

The office has a kitchen, bathroom, and a large conference room where judges from several counties meet regularly.

Commissioner Bañales' vote likely is not a conflict of interest under Texas law. County officials generally are prohibited from voting on matters in which their close relatives have a financial or business interest, and this situation likely doesn't add up to a financial or business interest, County Attorney Laura Garza Jimenez said.

Bañales was appointed to a four-year term as presiding judge in January 2007.

He is the first judge from Nueces County to hold that post in more than 20 years.

Initially, Judge Bañales asked to house his new offices on the 10th floor of the courthouse, where the 13th Court of Appeals meets. He wanted to use office space the court of appeals wasn't using.

The Court of Appeals had other ideas.

A letter signed by six justices complained that locating Bañales on the 10th floor could allow visitors to his office to overhear the court's deliberations. It also would have ejected some of the court of appeals' staff.

By March, Judge Bañales had agreed to offices on the fifth floor.

Contact Dan Kelley at 886-4316 or kelleyd@caller.com.

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Monday, March 17, 2008

Rule 1.06 notes that "[i]f the lawyer's own conduct in a transaction is in question, it may be difficult for the lawyer to give a client detached advi


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OPINION 571

THE PROFESSIONAL ETHICS COMMITTEE FOR THE STATE BAR OF TEXAS

May 2006

QUESTION PRESENTED

Under the Texas Disciplinary Rules of Professional Conduct, may a prosecutor require as part of a plea agreement that a criminal defendant waive post-conviction appeals based on prosecutorial misconduct and ineffective assistance of counsel?

Is it permissible under the Texas Disciplinary Rules of Professional Conduct for a criminal defendant's lawyer to advise the defendant regarding such an agreement, and if agreed to by the defendant, to sign the plea agreement along with the defendant?

STATEMENT OF FACTS

In the context of negotiating a plea agreement with a criminal defendant, and as a condition to the prosecutor's acceptance of the plea agreement, the prosecutor requires the criminal defendant to execute an agreement waiving post-conviction rights to appeal based on prosecutorial misconduct and ineffective assistance of counsel. Additionally, the prosecutor requires the criminal defendant's lawyer to sign the plea agreement containing these waivers of post-conviction rights to appeal.

DISCUSSION

The questions presented relate to numerous legal issues that may be involved in the enforceability and effect of waivers contained in plea agreements but that are not within the jurisdiction of the Committee. Because of the limited jurisdiction of the Committee, this opinion is necessarily limited to consideration of the applicability of the Texas Disciplinary Rules of Professional Conduct to the circumstances presented.

Prosecutor

Rule 3.09 of the Texas Disciplinary Rules of Professional Conduct sets forth certain ethical standards for prosecutors in criminal cases. Rule 3.09(c) states that the prosecutor in a criminal case shall "not initiate or encourage efforts to obtain from an unrepresented accused a waiver of important pre-trial, trial or post-trial rights" (emphasis added). By its terms, Rule 3.09(c) prohibits a prosecutor from attempting to obtain a waiver of post-conviction rights from a criminal defendant who is not represented by counsel. In contrast, the criminal defendant in the circumstances here considered is and has been represented by counsel. In these circumstances, Rule 3.09 does not prohibit a prosecutor from requesting in a plea agreement a waiver of appeals based on prosecutorial misconduct or ineffective assistance of counsel.

Paragraphs (a) and (d) of Rule 3.09 provide that a prosecutor shall:
    "(a) refrain from prosecuting . . . a charge that the prosecutor knows is not supported by probable cause; . . .

    (d) make timely disclosure to the defense of all evidence or information known to the prosecutor that tends to negate the guilt of the accused or mitigates the offense, and, in connection with sentencing, disclose to the defense and to the tribunal all unprivileged mitigating information known to the prosecutor, except when the prosecutor is relieved of this responsibility by a protective order of the tribunal; . . . ."
A violation of these requirements can constitute prosecutorial misconduct. While Rule 3.09 does not prohibit a prosecutor from including in a plea agreement a waiver of post-conviction appeals based on claims of prosecutorial misconduct or ineffective assistance of counsel, obtaining such a waiver in a plea agreement does not relieve the prosecutor from complying with the requirements of Rule 3.09. Further, the waiver does not exempt the prosecutor from disciplinary action for misconduct that violates the Texas Disciplinary Rules of Professional Conduct.

Defense Counsel

The Texas Disciplinary Rules of Professional Conduct impose on defense counsel no special constraints with respect to representation of a criminal defendant concerning a proposed plea agreement containing a waiver of appeals based on claims of misconduct by the prosecutor. However, with respect to a proposed waiver of appeals based on claims of ineffective assistance of the defendant's counsel, the requirements of Rule 1.08(g) and Rules 1.06(b) and 1.06(c) as applied to defense counsel must be considered.

Rule 1.08(g) provides in pertinent part that "[a] lawyer shall not make an agreement prospectively limiting the lawyer's liability to a client for malpractice unless permitted by law and the client is independently represented in making the agreement . . . ." A plea agreement waiving post-conviction appeals based on ineffective assistance of counsel does not expressly limit the defense counsel's liability to the defendant for malpractice. Rather, the waiver is directed at arguments that might be made, on direct appeal, by habeas corpus or otherwise, in an effort by the criminal defendant to set aside the plea agreement and thus the conviction. Nevertheless, depending on the precise language of the plea agreement and the specific facts of a particular case, an attempt could be made to use or interpret the plea agreement waiver of rights to appeal based on a claim of ineffective assistance of counsel as an agreed limitation on defense counsel's liability for malpractice. In this opinion, the Committee assumes that in a malpractice dispute, upon a consideration of the relevant public policy concerns arising from the circumstances surrounding plea agreements and the nature of the relationship between a criminal defendant and criminal defense counsel, a court or other authority would not allow a waiver in the plea agreement to be used or interpreted as an agreement limiting a defendant's malpractice claim. Consequently, the Committee finds that Rule 1.08(g) does not prohibit a lawyer from advising a defendant regarding a plea agreement waiver of post-conviction appeals based on ineffective assistance of counsel. However, if such a plea agreement waiver were interpreted to be an agreement limiting a criminal defense lawyer's liability to the defendant for malpractice, Rule 1.08(g) would require that the criminal defendant be represented by separate counsel, at least with respect to considering and entering into the waiver relating to ineffective assistance of counsel.

Advising a defendant about a plea agreement that waives post-conviction appeals based on claims that the criminal defendant's lawyer rendered ineffective assistance would normally present for the lawyer conflict of interest issues that are governed by Rules 1.06(b) and 1.06(c). These Rules provide in pertinent part:
    "(b) . . . except to the extent permitted by paragraph (c), a lawyer shall not represent a person if the representation of that person: . . .

    (2) reasonably appears to be or become adversely limited . . . by the lawyer's or law firm's own interests.

    (c) A lawyer may represent a client in the circumstances described in (b) if:
      (1) the lawyer reasonably believes the representation of each client will not be materially affected; and

      (2) each affected or potentially affected client consents to such representation after full disclosure of the existence, nature, implications, and possible adverse consequences of the common representation and the advantages involved, if any."
Depending upon the facts involved in each case, a criminal defense lawyer may or may not have a conflict of interest with respect to advising the defendant about a plea agreement containing a waiver of claims of ineffective assistance of counsel. In some cases, the defense lawyer may have no cause for any reasonable concern as to his effectiveness in representing the defendant. In such cases, the representation of the defendant as to the waiver would not reasonably appear to be adversely limited by the lawyer's interests; consequently, Rule 1.06(b)(2) would not prohibit the lawyer's representation of the defendant as to the waiver.

In other cases, if the lawyer has a reasonable basis for concern that he may have rendered ineffective assistance to the defendant, the lawyer's representation of the defendant as to the proposed plea agreement waiver may reasonably appear to be limited by the lawyer's own interest in not being found to have rendered ineffective assistance. Rule 1.06(b)(2) would then prohibit the lawyer's representation as to the waiver unless the requirements of Rule 1.06(c) can be met. In that circumstance, the lawyer would have to apply Rule 1.06(c)(1) and determine whether he reasonably believes that the representation of the defendant with respect to the plea agreement and waiver would not be adversely affected by the lawyer's own interests. In this regard, Comment 5 to Rule 1.06 notes that "[i]f the lawyer's own conduct in a transaction is in question, it may be difficult for the lawyer to give a client detached advice." In some instances, a disinterested lawyer would conclude that the defendant should not agree to the lawyer's representation with respect to the proposed plea agreement waiver, in which case the lawyer should not ask for the defendant's consent to continue the representation as to the waiver. See Comment 7 to Rule 1.06.

In other circumstances, following a determination that the requirements of Rule 1.06(c) apply, the lawyer may reasonably believe after examination of the issue that the representation of the defendant as to the proposed plea agreement waiver will not be materially affected by the lawyer's own interests. In that case, Rule 1.06(c)(2) requires the lawyer to seek the consent of the defendant for the lawyer's representation concerning the waiver after full disclosure to the defendant of the facts and issues involved. In disclosure on this matter and in communications with the defendant generally, the lawyer is required under Rule 1.03(b) to "explain a matter to the extent reasonably necessary to permit the client to make informed decisions regarding the representation." In some cases, although the lawyer reasonably believes under Rule 1.06(c)(1) that the representation of the defendant will not be materially affected, it may be impossible to make the required full disclosure or to obtain informed consent from the defendant. For example, a lawyer may not be able to make the necessary disclosure because of duties owed to other clients, or the defendant may for some reason be unable to consider appropriately the question of giving consent after the lawyer's disclosure. In cases where consent after full disclosure is required but for whatever reason cannot be obtained, defense counsel may not advise the defendant as to a plea agreement waiver of appeals based on claims of ineffective assistance of counsel.

In summary, a criminal defense lawyer must consider the application of Rule 1.06 in each case involving a plea agreement waiver of post-conviction appeals based on ineffective assistance of counsel. In some cases, the criminal defense lawyer will be able to determine that there is no concern on the part of the lawyer as to the effectiveness of the lawyer's assistance to the defendant that would create a conflict of interest for the lawyer under Rule 1.06(b)(2). In that event, the lawyer may represent the defendant with respect to the plea agreement waiver. In other cases, the representation will be permitted after the lawyer's evaluation under Rule 1.06(c)(1) and disclosure and consent under Rule 1.06(c)(2). In other cases, a conflict of interest will exist within the scope of Rule 1.06(b)(2) and it will not be possible for the lawyer to meet the requirements of Rule 1.06(c). In that event, the defendant must be advised by separate counsel concerning the proposed waiver of post-conviction appeals based on claims of ineffective assistance of counsel.

CONCLUSION

The Texas Disciplinary Rules of Professional Conduct do not prohibit a prosecutor from including in a plea agreement a waiver of post-conviction appeals based on claims of prosecutorial misconduct or ineffective assistance of counsel. However, obtaining such a waiver does not relieve the prosecutor from complying with the requirements of Rule 3.09 and does not preclude discipline for misconduct that violates the Texas Disciplinary Rules.

Assuming that a waiver of claims of ineffective assistance of counsel in a plea agreement is not treated as an agreed limitation on possible future malpractice claims by the defendant against the lawyer, the Texas Disciplinary Rules of Professional Conduct do not prohibit a criminal defense lawyer from advising a defendant with respect to a plea agreement that contains a waiver of post-conviction appeals based on prosecutorial misconduct or ineffective assistance of counsel or from signing the plea agreement along with the defendant, provided that in the particular case the defense lawyer fully complies with the applicable requirements of Rules 1.06(b) and 1.06(c) with respect to any conflict of interest arising from the waiver of post-conviction appeals based on ineffective assistance of counsel.


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Tuesday, January 01, 2008

Maybe the pervs should "get stoned"?

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Tuesday, January 01, 2008

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Published on Monday, May 28, 2001 in the San Francisco Chronicle
'Perv Onboard'
There is a Reason Why the Practice of Branding Criminals was Abandoned Centuries Ago
by Harley Sorensen

Why are all the best ideas coming out of Texas these days?

Ten days ago, a brilliant judge in Corpus Christi called about 55 registered sex offenders before him and abruptly changed the terms of their probation. He ordered 21 of them to put signs in their yards that read: "Danger! Registered Sex Offender Lives Here."

District Judge J. Manuel Banales also ordered the group to put bumper stickers on their cars reading: "Danger! Registered Sex Offender in Vehicle."

Wow! An updated version of the "scarlet letter." How novel. How progressive. Judge Banales's treatment ought to cut down sex crimes even more than registration of known sex offenders did. Or various Megan's Laws. Or Three Strikes laws.

But did the judge go far enough? Most sex offenders work. Shouldn't they also have signs placed at their workplace: "Caution. Sex offender washing dishes here"?

And they are notoriously religious. How about signs in front of their churches? "Take heed! Sex offender worshipping herein."

The gaps in Judge Banales's order are obvious.

Wouldn't it help of all sex offenders were required to wear distinctive clothing? My first instinct is to put the really weird ones in long, black, flowing robes, but that outfit has already been taken. How about pink bunny rabbit suits with Dr. Suess hats?

This is such a good idea it should be extended.

It doesn't seem fair to the rest of us that burglars aren't identified by warning signs. Wouldn't you be more careful about locking all your doors and windows and setting the alarm if you knew a burglar lived next door? Burglars need yard signs.

How about bad check writers? Is it fair to anyone trusting enough to take a check to not have the scam artist plainly identified in advance? Perhaps they should have c-h-e-k f-o-r-g-e-r tattooed across their knuckles.

Knowing the scourge of drugs in our communities (in spite of our government's valiant efforts in Peru to eradicate them), drug offenders' homes also should be clearly identified, lest an unsuspecting passer-by be stricken by an escaping puff of marijuana smoke, thus rendering him simultaneously silly and hungry.

By all means the homes of convicted prostitutes should be clearly marked, perhaps by means of a red light, so that staunch upright citizens (like myself, for instance) would know to walk on the other side of the street to avoid being lured unsuspectingly into unwanted and costly debauchery.

Ah, that Judge Banales is a genius. If only he would have taken the next step.

I have given this subject deep and prayerful consideration, and it seems to me that the yard-sign warnings should not be restricted to the homes of convicted criminals.

People in a civilized society should be given some clue, for instance, when they are approaching the presence of a registered politician. Or a district court judge of the caliber of J. Manuel Banales.

This is on the plus side, mind you. If you and I knew where politicians lived, if their homes were properly marked, we might be able to visit with them without first making sizable campaign contributions.

Police officers also should have their homes properly identified. What if there's a crime? To whom should you run for help, the cop up the block or the widow across the alley?

The cop, of course. But how can you, if you don't know he or she is there?

When it comes down to it, everybody should be identified by yard sign, uniform, tattoo, or whatever it takes. Wouldn't life be less complicated if, as you walked down the street, you could tell who lived in every house? Student. Hooker. Plumber. Retiree. Millionaire. Ne'er-do-well. Sex offender. Bank guard. Editor. Venture capitalist. Lawyer. Bus driver. Chronic liar. Politician.

Now I'm repeating myself.

SERIOUSLY, FOLKS ... in the off chance that Judge Banales is genuinely trying to protect children rather than make political hay, his order is of the type that seems good at first glance but has hidden negative consequences.

Most importantly, it will encourage vigilantism. Sex offenders are easy marks to begin with. Who likes them? They're quite often timid. Forcing these pathetic souls to humiliate themselves is sadistic and certainly invites trouble.

There is a reason why the practice of branding criminals was abandoned centuries ago.

In this case, the yard sign will hurt everybody who lives in the house, not just the convicted sex offender. And we can only imagine what it will do to real estate values. Would you buy a house next door to one with a sex-offender sign in front?

Contrary to popular belief, most convicted sex offenders are not of the compulsive type and do not repeat their crimes. If they did, our prisons would be jam-packed with sex offenders of advanced age. They are not.

The compulsive type should, if properly convicted, be locked up and given serious treatment. Unfortunately, our society hasn't shown any inclination that it really wants to "cure" compulsive sex offenders.

We either lock them up with no treatment at all or we put them in two-bit programs that are almost guaranteed to fail.

Our real concern is with child molesters, who are usually weak personalities who don't deal well with adults. Making them the objects of continued public ridicule and scorn helps no one.

The real danger with Judge Banales's order is that it might encourage the next molester to kill his victim to avoid the humiliation of getting caught. Polly Klass would probably be alive today if the man who kidnapped and killed her, Richard Allen Davis, wasn't terrified of getting caught and being returned to prison as a "baby raper."

We should never tolerate child molesters in our communities, but we should remember that, in the long run, draconian remedies create draconian criminals.

Our goal should be a safer society. Bullying weak men doesn't achieve that goal.

Harley Sorensen is a longtime journalist and iconoclast. His column appears Mondays.

©2001 SF Gate

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Thursday, October 18, 2007

Romeo Lomas said that technicians from the manufacturer of the voting machines, Election Systems and Software Inc. in Omaha, Neb., visited

Friday, March 31, 2000
Kleberg to post revised race results after vote-count error

By Mary Lee Grant
Caller-Times

Candidates who thought they were winners and those who thought they had lost in April's primary elections will gather at the Kleberg County Clerk's office at 9 a.m. today to see the revised results.
Kleberg County officials said on Wednesday that they had discovered that 1,343 more ballots were counted than cast in the county's Democratic primary.
The discrepancy could affect the results of six local races including county commissioner races in precincts 1 and 3, constable races in precinct 1, 2 and 4 and the race for sheriff. Of the county's 30 precincts, 21 had ballot numbers that did not match.
Visiting Judge Darryl Hester issued a court order Thursday allowing for a recount of the ballots. District Judge J. Manuel Banales withdrew himself because he was on the ballot for the 13th Court of Appeals.
Kleberg County officials are still unsure how the ballots cast on March 14 were overcounted.
County Commissioner Romeo Lomas said that technicians from the manufacturer of the voting machines, Election Systems and Software Inc. in Omaha, Neb., visited Kingsville on Thursday and said that the over-count was due to human error.
"They said that someone entered the information more than once,'' Lomas said.
Lomas said he isn't ruling out the possibility of foul play.
Alicia Gamez, chief deputy for the county clerk's office, helped operate the machines election night and said she thinks the error occurred because the county didn't have the proper software to run the computers.
"There is an election reporting system that will prevent overstacking of the votes,'' Gamez said. "If you save it in a disc and reinsert the disc it prevents this from happening. They should have known we needed that software.''
But Todd Urosevich, vice president of customer services for Elections Systems and Software, Inc. said the overcount probably resulted from a procedural error.
"There was an incorrectly loaded disc moved from one scanner to the other,'' he said. "The equipment did what it was supposed to do, but proper procedures weren't followed.''
Urosevich said that on-site contract personnel who help counties use the computers were probably responsible for the mistake.
"In the county's defense, they were probably guided in the wrong direction by the person who was on site,'' he said.
Additional software
Urosevich said the approximately $12,599 software reporting package isn't required, but that most counties with multiple scanners have it.
The problem will be avoided in the recount because county personnel will use a single scanner, Urosevich said. He said similar mistakes have happened occasionally.
Lomas said that when the county purchased the machines, commissioners weren't told about the additional software.
"We thought we were buying the Cadillac of election machines, and we weren't told we needed additional software to safeguard them,'' Lomas said. "If we do need more software, we will buy it. We just aren't sure exactly what happened yet."
Recount results
On election night, two electronic scanners counted ballots at the county clerk's office. Ballots were fed into the two machines, which count at a rate of about 70 or 80 ballots a minute. The scanners read the ballots in four batches. First, they counted the early votes, and then counted the votes 10 precincts at a time.
Roberto Moreno, the county chair of the Democratic Party, has said it's unlikely that the recount will affect who comes out on top in the county's two runoff elections for county commissioner Precinct 1 and constable Precinct 2. But the second- and third-place candidates of those races could change, putting different candidates in the runoff on April 11. A change could leave a candidate with less than two weeks to campaign before voting begins.
Campaigning
The error was discovered by Melissa Trevino De La Garza, the tax-assessor collector and voter registrar, whose duties include comparing a list of those who voted to the number of ballots counted.
"Whoever brought this error to light should be commended,'' said Jane Dees, spokeswoman for the Texas Secretary of State's Office in Austin. "These sorts of things happen, but this was a little later than they usually happen. They did the noble and right thing. They are following correct procedure."
Dees said that the judge who granted the order has the authority to postpone the runoff election, but the county will still have to hold an election for the U.S. Senate race in April.
"If the recount changes the outcome, some candidates may not feel that two weeks is long enough to campaign," Dees said.
She said that election mistakes by humans and machines are common, but they are usually discovered within a few days of the election.
Gamez said there has been no trouble with the machines in the past.
Costly changes
Former Democratic Party Chairman Horacio "Hoss" Castillo, who helped oversee the election, said he was leery of the vote tallies election night, but not suspicious enough to question them.
"I was sort of surprised at the numbers, but I didn't really think anything was wrong,'' Castillo said.
He said the Democratic Party had the runoff ballots printed on Thursday, even though the party isn't certain who the candidates in the runoff will be.
"We had to do it,'' Castillo said. "Early voting starts Monday. I don't know what we will do if they are wrong.''
A change could cost thousands of dollars if new ballots need to be printed. If another countywide race, such as sheriff, has to be added to the ballot, it would cost about $4,000, party officials said.
County Commissioner Dewey Hubert said he had felt fairly secure going into the runoff with 57 percent of the vote in the primary. But now he isn't so sure.
"Who knows how it will affect the ballot?'' he said. "I'll just have to wait and see what happens. I don't like it, but there is nothing I can do about it."

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Friday, September 28, 2007

If you must know.....ask Dave Chappelle,The writ will issue only if the trial court fails to comply. God when will UR "writ issue"?

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NUMBER 13-07-405-CV


COURT OF APPEALS


THIRTEENTH DISTRICT OF TEXAS


CORPUS CHRISTI - EDINBURG

IN RE: CHRISTUS SPOHN HOSPITAL KLEBERG, ET AL.

On Petition for Writ of Mandamus

MEMORANDUM OPINION


Before Justices Yañez, Rodriguez, and Benavides

Memorandum Opinion by Justice Benavides



Relator, Christus Spohn Hospital Kleberg and Christus Spohn Health System Corporation d/b/a Christus Spohn Hospital Kleberg (collectively "Spohn"), has filed a petition for writ of mandamus asking this Court to compel the trial court to allow it to de-designate its expert witness, Nurse Kendra Menzies, and quash the deposition of Sandra Northcutt, the hospital's internal investigator. Based on the record and proceedings herein, we conclude that the trial court abused its discretion in refusing to allow Spohn to de-designate Menzies, but it did not abuse its discretion in failing to quash Northcutt's deposition. Accordingly, we conditionally grant, in part, and deny, in part, Spohn's petition for writ of mandamus.

Background

In the underlying medical malpractice lawsuit, Spohn mistakenly provided an internal investigative report written by employee Northcutt to its designated testifying expert witness, Menzies. The trial court did not allow Spohn to "snap-back" the document. Spohn contested this ruling through a petition for writ of mandamus with this Court, which was denied, and a further petition for writ of mandamus with the Texas Supreme Court. The Texas Supreme Court also denied the writ, holding that:

[T]he inadvertent nature of the production in this case preserved the privilege under Rule 193.3(d) and entitled the hospital to recover the documents upon realizing its mistake, provided the hospital's designated expert does not testify at trial. The hospital has not attempted to name another testifying expert, instead indicating an intent to rely upon the expert to whom the documents were disclosed. So long as the hospital stands upon its testifying expert designation, Rule 192's plain language and purpose and the policy considerations that surrounded its amendment compel the conclusion that the documents may not be snapped back. Accordingly, we deny the hospital's petition for writ of mandamus without prejudice to any right the hospital might have to designate another testifying expert and recover the privileged documents.


* * *


We are sympathetic to the Hospital's concerns over losing valuable work-product protections when documents are produced to a testifying expert by mistake. But the producing party in such a situation is not without a remedy. An attorney who discovers that privileged documents have been inadvertently provided to a testifying expert may presumably withdraw the expert's designation and name another. Although such a course may entail additional expense and perhaps delay, these concerns do not outweigh countervailing concerns that require full disclosure from an expert who will testify. If leave of court is necessary for an alternative designation -- when, for example, the expert designation deadline has passed -- courts should carefully weigh the alternatives available to prevent what may be akin to a death-penalty sanction for the party forced to trial without a necessary expert. The Hospital did not pursue such a course in this case, however, and we voice no opinion on the trial court's discretion in that regard.


Finally, the Hospital contends that, even if discoverable for purposes of deposing Menzies, the Northcutt documents should otherwise retain their privilege and not be used for other purposes or at trial. Since Menzies has already been questioned about the documents, the Hospital argues, their discovery should be confined to that context. Specifically, the Hospital seeks to quash Sandra Northcutt's deposition, which has been postponed pursuant to the parties' agreement pending the outcome of this mandamus proceeding. We decline to opine on the potential admissibility of the Northcutt documents at trial, as that issue is premature. And in light of Rule 192.5(c)'s provision that information discoverable under Rule 192.3 "is not work product protected from discovery," we cannot say that the trial court abused its discretion in denying the Hospital's motion to quash Sandra Northcutt's deposition.


In re Christus Spohn Hosp. Kleberg, 222 S.W.3d 434, 435, 445 (Tex. 2007) (internal citation omitted). The supreme court issued its opinion on April 27, 2007, denying the petition without prejudice to any right the hospital might have to designate another testimony expert and recover the privileged documents. Id.

On May 8, Spohn filed a de-designation of Menzies and a motion to quash the deposition of Northcutt. On June 6, the trial court held a hearing on Spohn's motion to quash. After hearing argument, the trial court refused to allow the de-designation of Menzies, denied the motion to quash, and set a new docket control order under which discovery closed July 20, 2007, a pretrial hearing was set for August 23, and the case was set for trial on September 4.

Relator filed its petition for writ of mandamus on June 26. On June 27, this Court granted Spohn's motion for emergency stay and stayed all proceedings in the trial court, including the deposition of Northcutt, pending further order of this Court or until the case is finally decided. See Tex. R. App. P. 52.10(b).

Standard of Review

A writ of mandamus will issue to correct a trial court's clear abuse of discretion. Walker v. Packer, 827 S.W.2d 833, 839 (Tex. 1992). "[A] clear failure by the trial court to analyze or apply the law correctly will constitute an abuse of discretion . . . ." Id. at 840. In addition to showing an abuse of discretion, the relator must show he has no other adequate remedy at law. Id. When an order requires the disclosure of information excepted from discovery, mandamus is appropriate because the remedy by appeal is inadequate. In re State Farm Mut. Auto. Ins. Co., 100 S.W.3d 338, 340 (Tex. App.-San Antonio 2002, orig. proceeding); Castellanos v. Littlejohn, 945 S.W.2d 236, 241 (Tex. App.-San Antonio1997, orig. proceeding).

The trial court is imbued with discretion to rule on matters related to discovery. Gen. Tire, Inc. v. Kepple, 970 S.W.2d 520, 526 (Tex. 1998); Jampole v. Touchy, 673 S.W.2d 569, 574-75 (Tex. 1984). In matters committed to a trial court's discretion, the test is whether the trial court acted arbitrarily or without reference to guiding legal principles. Cire v. Cummings, 134 S.W.3d 835, 838 (Tex. 2004); Lopez v. Martin, 10 S.W.3d 790, 794 (Tex. App.-Corpus Christi 2000, pet. denied).

Applicable Law

"Texas Law permits a testifying expert to be 'de-designated' so long as it is not part of 'a bargain between adversaries to suppress testimony' or for some other improper purpose." Castellanos, 945 S.W.2d at 240; see In re State Farm Mut. Auto. Ins. Co., 100 S.W.3d at 340; Lopez, 10 S.W.3d at 794; In re Doctors' Hosp., 2 S.W.3d 504, 506 (Tex. App.-San Antonio 1999, orig. proceeding).

The policy underlying the discovery rules is to seek the truth so that disputes may be decided by facts that are revealed rather than concealed. Tom L. Scott, Inc. v. McIlhany, 798 S.W.2d 556, 560 (Tex. 1990) (orig. proceeding); Rendon v. Avance, 67 S.W.3d 303, 309 (Tex. App.-Fort Worth 2001, orig. proceeding). A de-designation is ineffective where it violates the policy underlying the rules of discovery. McIlhany, 798 S.W.2d at 560. The protection afforded by the consulting expert privilege is intended to be only a shield to prevent a litigant from taking undue advantage of his adversary's industry and effort, not a sword to be used to thwart justice or to defeat the salutary objects of discovery. Id.

Analysis

In the instant case, the record before us is devoid of evidence that Spohn's attempted de-designation was part of "a bargain between adversaries to suppress testimony" or was made for some other "improper" purpose. See Castellanos, 945 S.W.2d at 240. And as previously discussed, the Texas Supreme Court denied Spohn's previous mandamus "without prejudice to any right the hospital might have to designate another testifying expert and recover the privileged documents." In re Christus Spohn Hosp. Kleberg, 222 S.W.3d at 435. With this directive and without additional evidence, we must conclude that the trial court abused its discretion in failing to allow the de-designation of Menzies. See id.

We reach a different conclusion, however, with regard to the trial court's refusal to quash Northcutt's deposition. The Texas Supreme Court considered and addressed this issue in its opinion and concluded that "[I]n light of Rule 192.5(c)'s provision that information discoverable under Rule 192.3 'is not work product protected from discovery,' we cannot say that the trial court abused its discretion in denying the Hospital's motion to quash Sandra Northcutt's deposition." See id. at 445. We reach the same conclusion herein.

Conclusion

The petition for writ of mandamus is conditionally granted, in part, and denied, in part, as described herein. We direct the trial court to vacate its order denying the de-designation of Menzies. The writ will issue only if the trial court fails to comply.


___________________________

GINA M. BENAVIDES

Justice

Memorandum Opinion delivered and

filed this the 26th day of September, 2007.

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Thomas Callaghan.........

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Page 1
NO. 04-0914
_____________________________________________
IN THE
SUPREME COURT OF TEXAS
____________________________________________
IN RE: CHRISTUS SPOHN HOSPITAL KLEBERG, CHRISTUS SPOHN
HEALTH SYSTEM CORPORATION D/B/A CHRISTUS SPOHN HOSPITAL
KLEBERG
____________________________________________
On Petition for Writ of Mandamus from the 105th Judicial District Court
Kleberg County, Texas
Cause No. 03-053-D
____________________________________________
REAL PARTIES IN INTEREST’S BRIEF ON THE MERITS
____________________________________________
Todd Taylor, TBA #00785087
Mike Johanson, TBA#10670400
Chris M. Volf, TBA #24033299
J
OHANSON
& F
AIRLESS
, L.L.P.
1456 First Colony Boulevard
Sugar Land, TX 77479
281-313-5000 Main/281-340-5100 Fax
COUNSEL FOR REAL PARTIES IN INTEREST
Page 2
ii
IDENTITY OF PARTIES AND COUNSEL
The undersigned counsel of record certifies that the following listed persons have an
interest in the outcome of this case. These representations are made in order that the Justices
of this Court may evaluate any possible disqualifications or necessary recusals.
1.
Christus Spohn Hospital Kleberg,
Christus Spohn Health System Corporation d/b/a
Christus Spohn Hospital Kleberg . . . . . . . . . . . . . . . . . . . . Relators/Defendants
Counsel for Relators
F. EDWARD BARKER, TBA#01741000
STEPHEN J. CHAPMAN, TBA#24001870
B
ARKER
, L
EON
, F
ANCHER
& M
ATTYS
, L.L.P.
555 North Carancahua, Tower II-Suite 1200
Corpus Christi, Texas 78478
(361)-881-9217; Fax (361)-882-9437
DEBORAH R. SUNDERMANN, TBA#19511900
711 N. Carancahua, Suite 512
Corpus Christi, Texas 78475
(361)-882-0101; Fax (361)-882-0111
2.
Dr. Benjamin Moore . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Defendant
Counsel for Defendant
DOUGLAS M. KENNEDY, TBA#11284600
SIMON B. PURNELL, TBA#24003889
B
RIN
& B
RIN
, P.C.
1202 Third Street
Corpus Christi, Texas 78404
(361)-881-9643; Fax (361)-883-0506
Page 3
iii
3.
The Honorable J. Manuel Banales . . . . . . . . . . . . . . . . . . . . . . . . . . Respondent
THE HONORABLE J. MANUEL BANALES
c/o Ms. Martha Soliz, District Clerk
105th Judicial District Court of Kleberg County, Texas
Kleberg County Courthouse
P.O. Box 132
Kingsville, Texas 78364
(361)-595-8561; Fax (361)-595-8525
4.
Mona L. Palmer, Individually, and as Surviving Parent,
and on behalf of the Estate of Brandi Lee Palmer, Deceased
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Real Parties In Interest/Plaintiffs
Counsel for Real Parties In Interest
TODD TAYLOR, TBA #00785087
MIKE JOHANSON, TBA #10670400
CHRIS M. VOLF, TBA #24033299
J
OHANSON
& F
AIRLESS
, L.L.P.
1456 First Colony Blvd.
Sugar Land, Texas 77479
(281)-313-5000; Fax (281)-340-5100
Page 4
iv
TABLE OF CONTENTS
IDENTITY OF PARTIES AND COUNSEL . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ii
TABLE OF CONTENTS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iv
INDEX OF AUTHORITIES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . vi
STATEMENT OF THE CASE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ix
ISSUE PRESENTED . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . x
STATEMENT OF FACTS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
STATEMENT OF THE ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
I.
THE TRIAL COURT’S DECISION THAT RELATORS WAIVED
ANY AND ALL PRIVILEGES TO THE DOCUMENTS IN
QUESTION IS CORRECT UNDER ALL RELEVANT
AUTHORITIES AND PRINCIPLES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
A.
The Plain Language Of The Texas Rules Of Civil Procedure
Dictates That Relators Waived Any And All Privileges
Pertaining To The Documents In Question When The
Documents Were Provided To, Reviewed By, Or Prepared By
Or For Relators’ Testifying Expert . . . . . . . . . . . . . . . . . . . . . . . . . . 8
B.
The Trial Court’s Decision Is Consistent With The Established
Precedents Of Other Jurisdictions Faced With Similar
Controversies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
C.
The Trial Court’s Decision Is Consistent With The Majority Of
Authorities Analyzing This Issue Under The Federal Rules of
Civil Procedure And Is Supported By Strong Public Policy
Considerations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Page 5
v
D.
Any Objections Pertaining To The Documents In Question,
Which Were Provided To, Reviewed By, Or Prepared By Or For
Relators’ Testifying Expert, Should Be Limited To Objections
Regarding Admissibility At Trial, And Such Objections Are
Premature And Not Before This Court . . . . . . . . . . . . . . . . . . . . . . 30
E.
Relators’ Reliance Upon Rule 193.3(d) Of The Texas Rules Of
Civil Is Misplaced Under The Facts And Circumstances Of This
Case . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
F.
Relators Failed To Satisfy Their Burden To Avoid Discovery Of
The Alleged Confidential And Privileged Documents. . . . . . . . . . 33
PRAYER . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
VERIFICATION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
CERTIFICATE OF SERVICE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38
APPENDICES:
Appendix “1”:
State ex rel. Tracy v. Dandurand,
30 S.W.3d 831 (Mo. banc 2000) . . . . . . . . . . . . . . . . 1
Appendix “2”:
Gall v. Jamison,
44 P.3d 233 (Col. 2002) . . . . . . . . . . . . . . . . . . . . . . . 2
Appendix “3”:
T
EX
. R. C
IV
. P. 192.3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Appendix “4”:
T
EX
. R. C
IV
. P. 192.5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Page 6
vi
INDEX OF AUTHORITIES
Texas Supreme Court Cases:
Page(s)
Axelson, Inc. v. McIlhany,
798 S.W.2d 550 (Tex. 1990) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Jordan v. Fourth Court of Appeals,
701 S.W.2d 644 (Tex. 1985) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
Lindsey v. O’Neill,
689 S.W.2d 400 (Tex. 1985) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
State v. Lowry,
802 S.W.2d 669 (Tex. 1991) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4, 18, 33
Walker v. Packer,
827 S.W.2d 833 (Tex. 1992) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
Weisel Enterprises, Inc. v. Curry,
718 S.W.2d 56 (Tex. 1986) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
Texas Courts of Appeal Cases:
Aetna Cas. & Sur. Co. v. Blackmon,
810 S.W.2d 438 (Tex. App.–Corpus Christi 1991, orig. proceeding) . . . 11, 34, 35
In re Bell Helicopter Textron, Inc.,
87 S.W.3d 139 (Tex. App.–Forth Worth 2002, orig. proceeding) . . . . . . . . . . . . 29
In re Family Hospice, Ltd.,
62 S.W.3d 313 (Tex. App.–El Paso 2001, orig. proceeding) . . . . . . . . . . . 9, 10, 12
Page 7
vii
INDEX OF AUTHORITIES (Cont.)
Page(s)
Texas Rules of Civil Procedure:
T
EX
. R. C
IV
. P. 166b . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
T
EX
. R. C
IV
. P. 192.3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . passim
T
EX
. R. C
IV
. P. 192.5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . passim
T
EX
. R. C
IV
. P. 193.3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31, 32
T
EX
. R. C
IV
. P. 194.2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9, 30, 32
T
EX
. R. C
IV
. P. 194.5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
T
EX
. R. C
IV
. P. 203.6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23, 30
Other State Cases:
Gall v. Jamison,
44 P.3d 233 (Col. 2002) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . passim
State ex rel. Am. Econ. Ins. Co. v. Crawford,
75 S.W.3d 244 (Mo. 2002) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
State ex rel. Tracy v. Dandurand,
30 S.W.3d 831 (Mo. banc 2000) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . passim
Stearrett v. Newcomb,
521 A.2d 636 (Del. Super. 1986) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Page 8
viii
INDEX OF AUTHORITIES (Cont.)
Page(s)
Federal Cases:
Boring v. Keller,
97 F.R.D. 404 (D. Colo. 1983) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
Davis v. Alaska,
415 U.S. 308 (1974) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Federal Rules of Civil Procedure:
F
ED
. R. C
IV
. P. 26 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25, 26, 27
Secondary Authority:
C
HARLES
P
ANATI
,
Words To Live By 28 (1999) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
S
TEPHEN
D. E
ASTON
,
A
MMUNITION FOR THE
S
HOOT
-O
UT WITH THE
H
IRED
G
UN

S
H
IRED
G
UN
: A P
ROPOSAL
FOR
F
ULL
E
XPERT
W
ITNESS
D
ISCLOSURE
,
32 Ariz. St. L. J. 465 (2000) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13, 14
Page 9
ix
STATEMENT OF THE CASE
Nature of the Case:
This is a wrongful death and survival lawsuit that was brought by Real Parties In
Interest against Dr. Benjamin Moore and Relators following the untimely,
unnecessary, and tragic death of a 17 year old child (i.e., Brandi Lee Palmer).
By their lawsuit, Real Parties In Interest assert various claims for negligence and
gross negligence in connection with the medical and nursing treatment, or lack
thereof, surrounding Brandi Lee Palmer.
Trial Court:
The Honorable J. Manuel Banales, 105th Judicial District Court of Kleberg County,
Texas.
Trial Court’s Disposition:
On August 31, 2004, the Honorable J. Manuel Banales held that Relators waived any
and all privileges that might have applied to certain documents that were provided to,
reviewed by, or prepared by or for one of Relators’ testifying experts in anticipation
of the expert’s deposition testimony and/or in preparation of the expert’s report.
As such, the Honorable J. Manuel Banales OVERRULED Relators’ Objection and
Assertion of Privilege Pursuant to TRCP 193.3(d). (Relators’ Record [“R.R.”] at 0.)
Parties in the Court of Appeals:
Same as here.
Court of Appeals:
Court of Appeals for the Thirteenth District of Texas, Corpus Christi; Chief Justice
Valdez, joined by Justice Rodriquez and Justice Wittig, authored an unpublished, per
curiam memorandum opinion covering the mandamus. (R.R. at S.)
Court of Appeals’ Disposition:
Page 10
x
DENIED. On September 27, 2004, the Court of Appeals for the Thirteenth District
of Texas denied the Verified Petition for Writ of Mandamus and lifted the stay
associated with same.
ISSUE PRESENTED
I.
In Texas, a party is obligated to disclose and/or produce all documents, reports, or
tangible items “provided to, reviewed by, or prepared by or for the expert in
anticipation of a testifying expert’s testimony.” The trial court held that Relators
waived any and all privileges that might have applied to documents that were
provided to, reviewed by, or prepared by or for one of Relators’ testifying experts.
Did the trial court correctly determine that Relators waived their claims, if any, of
attorney-client, work product, anticipation of litigation, and/or other privileges when
certain documents were provided to, reviewed by, or prepared by or for one of
Relators’ testifying experts in anticipation of the expert’s deposition testimony and/or
in preparation of the expert’s report?
Page 11
-1-
STATEMENT OF FACTS
This is a wrongful death and survival lawsuit that was brought by Real Parties In
Interest against Dr. Benjamin Moore and Relators following the untimely, unnecessary, and
tragic death of a 17 year old child (i.e., Brandi Lee Palmer [“Brandi”]). By their lawsuit,
Real Parties In Interest assert various claims for negligence and gross negligence in
connection with the medical and nursing treatment, or lack thereof, surrounding Brandi.
(R.R. at A, B.) Specifically, Real Parties In Interest contend that Dr. Benjamin Moore and
Relators deviated from the appropriate standards of care in their treatment, or lack thereof,
of Brandi, which lead, ultimately, to her tragic death, and caused Real Parties In Interest to
suffer life’s greatest loss; the loss of a child. (Id.)
After Dr. Benjamin Moore and Relators were served and appeared in this case, and,
over the course of the next year and a half, the parties conducted detailed discovery,
including, but not limited to, numerous depositions regarding both liability and damages.
Then, on August 16, 2004, Real Parties In Interest noticed the deposition of Kendra Menzies,
RN, MS, CCRN, CNRN (“Nurse Menzies”) (i.e., one of Relators’ testifying experts), and,
along with the notice of deposition, served a subpoena duces tecum on Relators. (R.R. at F.)
In the subpoena duces tecum, Real Parties In Interest requested production of, among other
things, “[a]ll letters, correspondence, records, documents, reports, investigative material,
Page 12
-2-
depositions, pleadings, photographs or any other form of written document furnished to
[Nurse Menzies] in connection with [her] consultation in this lawsuit.” (Id.) Additionally,
Real Parties In Interest requested production of “[a]ll letters, correspondence, records,
documents, reports, investigative material, depositions, pleadings, photographs or any other
form of written document reviewed by[Nurse Menzies] in connection with [her]consultation
in this lawsuit.” (Id.) (emphasis added). Further, Real Parties In Interest requested
production of “[a]ll records and/or documents which form a basis, either in whole or in part,
of any opinions, impressions, conclusions or findings that [Nurse Menzies] [has] made in
connection with [her] consultation herein.” (Id.) (emphasis added).
Prior to the beginning of Nurse Menzies’ deposition, Relators produced various
documents responsive to the subpoena duces tecum without objection or generation of a
privilege log. (R.R. at W.) To the surprise and disappointment of Real Parties In Interest,
and, despite previous completion of extensive discovery, numerous documents, including,
but not limited to, (1) Relators’ policies and procedures regarding the treatment of patients
with symptoms similar to those of Brandi, (2) Relators’ triage policies and guidelines for its
nurses, (3) personnel files of several key witnesses, including, but not limited to, Relators’
treating nurse, Nurse May Alonzo, (4) investigative reports, and (5) correspondence, which
included the identities of several other, previously unidentified persons with knowledge of
relevant facts, surfaced, for the first time, at the deposition of Nurse Menzies. (Id.) In fact,
at least one of the documents reveals that Relators intentionally withheld from Real Parties
Page 13
-3-
In Interest important documents so that Real Parties In Interest would not have the benefit
of same during key depositions surrounding this case. (Id.) (document indicating that
Relators were being “lax” in producing certain documents to counsel for Real Parties In
Interest before key depositions). Ironically, with the exception that Relators are now
claiming privileges to some of the documents that were produced, Relators offer no excuse
for their offensive conduct; indeed, there is no excuse. Nevertheless, in an effort to “snatch
back” the documents, Relators filed an Objection and Assertion of Privilege Pursuant to
TRCP 193.3(d). (R.R. at I.) Thereafter, Real Parties In Interest filed their Response to
Relators’ Objection and Assertion of Privilege Pursuant to TRCP 193.3(d). (R.R. at N.)
On Tuesday, August 31, 2004, at the hearing related to the above-referenced issues,
the Honorable J. Manuel Banales held that Relators waived any and all privileges that might
have applied to certain documents that were provided to, reviewed by, or prepared by or for
Relators’ testifying expert in anticipation of the expert’s deposition testimony and/or in
preparation of the expert’s report. (R.R. at O.) As such, with respect to those certain
documents, the Honorable J. Manuel Banales OVERRULED Relators’ Objection and
Assertion of Privilege Pursuant to TRCP 193.3(d). (Id.)
Thereafter, Relators filed a Verified Petition for Writ of Mandamus with Thirteenth
Court of Appeals in Corpus Christi, Texas. (R.R. at P.) On September 27, 2004, after Real
Parties In Interest filed their Response to the Verified Petition for Writ of Mandamus,
Chief Justice Valdez, joined by Justice Rodriquez and Justice Wittig, authored an
Page 14
-4-
unpublished, per curiam memorandum opinion, wherebyRelators’ Verified Petition for Writ
of Mandamus was DENIED and the stay associated with same was lifted. This Petition for
Writ of Mandamus followed.
SUMMARY OF THE ARGUMENT
Discovery is the “linchpin of the search for the truth, as it makes a ‘trial less of a game
of blind man’s bluff and more a fair contest with the issues and facts disclosed to the fullest
practicable extent.’” State v. Lowry, 802 S.W.2d 669, 671 (Tex. 1991). Importantly, the
documents provided to or reviewed by Relators’ testifying expert in this case contain
information and facts that fly directly in the face of that expert’s opinions, as well as
Relators’ arguments and defenses throughout this lawsuit. Perhaps not surprisingly, and,
despite a fact issue as to whether or not Relators’ expert considered such documents, Relators
are attempting now to thwart the search for the truth by hiding or “snap[ping] back” the
documents in question. Simply put, they are attempting to “unring the bell.” Recognizing
the problems and injustice surrounding Relators’ arguments, the trial court correctly
determined that Relators waived any and all privileges that might have applied to documents
that were provided to, reviewed by, or prepared by or for Relators’ testifying expert.
In determining that Relators waived any and all privileges that might have applied to
documents that were provided to, reviewed by, or prepared by or for one of Relators’
Page 15
-5-
testifying experts, the trial court followed the plain language of the Texas Rules of Civil
Procedure. After all, it is well settled, under Rule 192.3(e) of the Texas Rules of Civil
Procedure, that party is obligated to disclose, among other things, the facts known by an
expert that relate to or form the basis of the expert’s opinion, an expert’s mental impressions
and opinions in connection with the case and any methods used to derive those impressions
and opinions, and all documents, reports, or tangible items “provided to, reviewed by, or
prepared by or for the expert in anticipation of a testifying expert’s testimony.” T
EX
. R. C
IV
.
P. 192.3(e)(3), (4), (6) (emphasis added). Importantly, “[e]ven if made or prepared in
anticipation of litigation or for trial, the following is not work product protected from
discovery: (1) information discoverable under Rule 192.3 concerning experts . . . .”
T
EX
. R. C
IV
. P. 192.5(c)(1) (emphasis added).
Moreover, a careful review of all relevant authorities and principles reveals that
Relators’ arguments regarding the so-called “snap back provision” of the Texas Rules of
Civil Procedure are too narrow. In fact, contrary to Relators’ arguments, the trial court’s
decision is consistent with the established precedents of other jurisdictions faced with similar
controversies. Further, the trial court’s decision is consistent with the majority of courts that
have analyzed this issue (i.e., discovery of experts) under the Federal Rules of Civil
Procedure. Perhaps equally as important, the trial court’s decision is supported by strong
public policy considerations, including efficiency, fairness, and the truth seeking process.
Page 16
-6-
Because all relevant authorities and principles expressly provide that Relators waived
any and all privileges that might have otherwise applied to the documents in question, any
objections pertaining to the documents in question should be limited to objections regarding
admissibility at trial, and such objections are premature and not before this Court.
Moreover, because the so-called “snap back” provision of the Texas Rules of CivilProcedure
does not apply to information discoverable under Rule 192.3 of the Texas Rules of Civil
Procedure concerning experts, the trial court’s decision is correct. To hold otherwise would
necessitate a strained, and, perhaps more importantly, incorrect reading of the Texas Rules
of Civil Procedure and the interpretive case law on this issue.
Finally, even assuming,for arguments sake, that the trial court misapplied the relevant
law concerning discovery of experts, the evidence reveals that Relators failed to satisfy their
burden to avoid discoveryof the documents in question. Stated differently, although Relators
referred the trial court to certain documents or evidence to support their contention that none
of the documents in question were “relied” upon by their expert, Relators did so in a
conclusory manner and did not segregate the documents as to the various subjects which
would or would not form the basis of their expert’s opinions. To that end, Relators made it
virtually impossible and/or at least impracticable for the trial court to determine whether or
not Relators had satisfied their burden of proving no waiver.
ARGUMENT
Page 17
-7-
I.
THE TRIAL COURT’S DECISION THAT RELATORS WAIVED ANY AND
ALL PRIVILEGES TO THE DOCUMENTS IN QUESTION IS CORRECT
UNDER ALL RELEVANT AUTHORITIES AND PRINCIPLES.
The trial court correctly determined that Relators waived any and all privileges that
might have otherwise applied to the documents that were provided to, reviewed by, or
prepared by or for one of Relators’ testifying experts (i.e., Nurse Menzies) in anticipation of
the expert’s deposition testimony and/or in preparation of the expert’s report. As aptly noted
by our first President, “[t]ruth will ultimately prevail where there is pains to bring it to light.”
C
HARLES
P
ANATI
, Words To Live By 28 (1999) (quoting G
EORGE
W
ASHINGTON
). In one of
many efforts to ensure that the truth regarding their acts and/or omissions (an issue best left
in the hands of a jury) never sees the light of day, Relators argue, in their Petition for Writ
of Mandamus, that certain documents were inadvertently produced to Nurse Menzies
(i.e., one of Relators’ testifying experts), and, subsequently, inadvertently produced to Real
Parties In Interest at the deposition of Nurse Menzies. (Petition for Writ of Mandamus at 2-
13.) As such, pursuant to Rule 193.3(d) of the Texas Rules of Civil Procedure, Relators ask
this Court to rule that such documents are privileged and/or to allow Relators to “snatch
back” such documents. (Id. at 8-13.) Although Relators (and/or their counsel) claim now
that they did not have an opportunity to review the documents in question prior to providing
their testifying expert with same, the deposition testimony of their testifying expert reveals
that Relators met with Nurse Menzies for several hours before her deposition (i.e., both by
phone and on the way to the deposition). (Id.) Regardless, Relators argue that waiver
Page 18
-8-
extends only to those documents or material “that the expert actually relied [upon] in arriving
at mental impressions or opinions.” (Id. at 11.) Stated differently, Relators contend that the
question is not whether their expert “saw,” or glanced at the documents in question,
but “[t]he question is whether she used them and relied upon them in arriving at her
opinions.” (Id. at 14.)
In applying all relevant authorities and principles to the facts and circumstances of this
case, it will become obvious that Relators’ arguments and authorities are misplaced.
To be sure, in reaching its decision, the trial court followed the plain language of the Texas
Rules of Civil Procedure. Further, the trial court’s ruling is consistent with the established
precedents of other jurisdictions faced with similar controversies. Moreover, the trial court’s
decision is consistent with the majority of courts that have analyzed this issue under the
Federal Rules of Civil Procedure, and the trial court’s decision is supported by strong public
policy considerations. To that end, any objections pertaining to the documents in question
should be limited to objections regarding admissibility at trial, and such objections are
premature and not before this Court. Perhaps equally as important, contrary to Relators’
arguments, the “snap back” provision of the Texas Rules of Civil Procedure does not apply
to information discoverable under Rule 192.3 of the Texas Rules of Civil Procedure
concerning experts. To hold otherwise would necessitate a strained, and, perhaps more
importantly, incorrect reading of the Texas Rules of Civil Procedure and the interpretive case
law on this issue. Finally, even assuming, for arguments sake, that the trial court misapplied
Page 19
-9-
the relevant law concerning discovery of experts, the evidence reveals that Relators failed
to satisfy their burden to avoid discovery of the documents in question.
A.
The Plain Language Of The Texas Rules Of Civil Procedure
Dictates That Relators Waived Any And All Privileges Pertaining
To The Documents In Question When The Documents Were
Provided To, Reviewed By, Or Prepared By Or For Relators’
Testifying Expert.
Because the documents in question were provided to, reviewed by, or prepared by or
for Relators’ testifying expert in anticipation of her deposition testimony and/or in
preparation of her expert report, Relators waived any and all privileges that might have
otherwise applied to such documents. It is well settled, under Rule 192.3(e) of the Texas
Rules of Civil Procedure, that a party is obligated to disclose, among other things, the facts
known by an expert that relate to or form the basis of the expert’s opinion, an expert’s mental
impressions and opinions in connection with the case and any methods used to derive those
impressions and opinions, and all documents, reports, or tangible items “provided to,
reviewed by, or prepared by or for the expert in anticipation of a testifying expert’s
testimony.” T
EX
. R. C
IV
. P. 192.3(e)(3), (4), (6) (emphasis added); see also T
EX
. R. C
IV
. P.
194.2(f)(4)(A). Importantly, “[e]ven if made or prepared in anticipation of litigation or for
trial, the following is not work product protected from discovery: (1) information
discoverable under Rule 192.3 concerning experts . . . .” T
EX
. R. C
IV
. P. 192.5(c)(1)
(emphasis added). Further, a response to request for disclosures made in accordance with
Rule 194 of the Texas Rules of Civil Procedure may not include an assertion that the
Page 20
-10-
information or material to be disclosed to testifying experts constitutes work product.
T
EX
. R. C
IV
. P. 194.5 (emphasis added). In analyzing the relationship between the work
product privileges (and other privileges) afforded trial preparation materials and the rule
concerning the discoverability of expert information, this Court is need look no further than
the plain language of the current Texas Rules of Civil Procedure.
An instructive case is In re Family Hospice, Ltd., 62 S.W.3d 313 (Tex. App.–El Paso
2001, orig. proceeding). In that case, during the course of the wrongful death litigation
arising out of the negligent care of a nursing home patient, the plaintiffs designated a
registered nurse as their testifying expert. Id. at 315. After the plaintiffs noticed their
testifying expert’s deposition, the defendants issued a cross-notice of deposition with a
subpoena duces tecum. Id. During the testifying expert’s deposition, the defendants learned
that documents that were responsive to their request for disclosure were being withheld. Id.
The plaintiffs argued that the documents in question were privileged. Id. The defendants
filed a motion to compel requesting that the trial court order the plaintiffs to produce the
alleged privileged documents. Id. After a hearing, the trial court held that some of the
documents were protected by, among other things, the work product privilege. Id.
On writ of mandamus, the defendants argued that all of the documents were
discoverable and/or that the plaintiffs had waived their right to assert an objection to the
subpoena duces tecum. Id. In holding that the trial court clearly abused its discretion by
refusing to grant the defendants’ motion to compel in its entirety, the In re Family Hospice,
Page 21
1
To support their position, Relators direct this Court’s attention to Aetna Cas. & Sur.
Co. v. Blackmon, 810 S.W.2d 438 (Tex. App.–Corpus Christi 1991, orig. proceeding).
Blackmon was decided, however, under the old Texas Rules of Civil Procedure.
While Relators attempt to minimize or ignore the differences between the old Rules and the
current Rules, there are distinct and important differences between the two. In fact, it
appears that Relators went to great lengths to avoid any references to and/or to ignore the
“provided to” language in the current Rules, and, instead, chose to focus on the “relied upon”
theory addressed under the old Rules. Regardless, the fact remains that such language is not
a distinction without a difference.
For example, under the old Texas Rules of Civil Procedure, Rule 166b(2)(e)(2)
provided, in pertinent part, that “[a] party may also obtain discovery of documents . . .
prepared by an expert or for an expert in anticipation of the expert’s trial and deposition
-11-
Ltd. court relied upon Rule 192.3(e) of the Texas Rules of Civil Procedure. Id. at 315
S
16.
Specifically, the In re Family Hospice, Ltd. court noted that “[b]ecause the documents in
question are the product and/or documentation of the mental impressions of a testifying
expert and because the Texas Rules of Civil Procedure provide that any information
regarding a testifying expert’s mental impressions or opinions are discoverable regardless
of when and how the information was acquired, we hold that the ruling of the trial court
constitutes a clear abuse of discretion.” Id. at 316 (emphasis added). While it is true, as
alluded to by Relators, that the In re Family Hospice, Ltd. court based its holding, at least in
part, on the fact that the documents in question were the product of the mental impressions
of the plaintiffs’ testifying expert, the precise issue before this Court was not raised.
Stated differently, the question of whether or not documents “provided to” an expert, and,
at a minimum, considered by the expert for the purpose of determining whether or not to rely
upon same in forming his opinions are discoverable was left unanswered .
1
Page 22
testimony . . . .” T
EX
. R. C
IV
. P. 166b(2)(e)(2). Importantly, unlike Rule 192.3(e)(6) of the
current Texas Rules of Civil Procedure, Rule 166(2)(e)(2) did not speak to documents
“provided to” or “reviewed by” an expert in anticipation of the expert’s testimony. Id.
It necessarily follows that the current version of the Texas Rules of Civil Procedure is much
broader than the old version when it comes to discovery relating to experts.
-12-
In this case, although Relators contend that the documents in question included
privileged documents, the plain language of the current Texas Rules of Civil Procedure
obligated Relators to produce all such documents because it is undisputed that such
documents were “provided to, reviewed by, or prepared by or for [Nurse Menzies] in
anticipation of [her] testimony.” T
EX
. R. C
IV
. P. 192.3(e)(6) (emphasis added). Perhaps
more importantly, Relators are precluded, by the express language of the current Texas Rules
of Civil Procedure, from asserting that such documents are protected work product
(or asserting other privileges) “[e]ven if [the documents were] made or prepared in
anticipation of litigation or for trial . . . .” T
EX
. R. C
IV
. P. 192.5(c)(1) (information
discoverable under Rule 192.3 concerning experts is not protected from discovery). It cannot
be reasonably disputed that the documents in question were “provided to” and/or that a fact
issue exists as to whether or not the documents were “reviewed by” Nurse Menzies in
anticipation of her deposition testimony and/or in preparation of her expert report. (R.R. at
I-4; see also id. at H at p. 18, l. 1-6, p. 78, l. 21–p. 79, l. 24, p. 87, l. 16–p. 89, l. 4.)
Under the express, plain language of the Texas Rules of Civil Procedure, that alone is
sufficient to constitute waiver on the part of Relators. T
EX
. R. C
IV
. P. 192.3(e)(6),
192.5(c)(1); see also In re Family Hospice, Ltd., 62 S.W.3d at 316.
Page 23
2
Again, the issue of whether or not Relators’ expert considered, used, etc. the
documents in question is heavily disputed and contradicted by the evidence. In fact, the trial
court’s decision was “based not only on the delivery of the material to the expert nurse, but
also . . . [because] [i]t is unclear that she did not see certain specified documents.” (R.R. at
O at p. 68, l. 22–p. 69, l. 4.) To that end, there is an “appreciable difference” between the
hypothetical arguments advanced by Relators and the facts of this case.
-13-
Again, contrary to Relators’ arguments and the Affidavit of Nurse Menzies, whereby
theycontend that Nurse Menzies did not form her opinions and/or her report from the alleged
privileged documents, Nurse Menzies, admitted in her deposition, that she reviewed all of
the documents that she brought with her to her deposition, and took at a look at all of the
materials in the box provided to her by Relators. (R.R. at H at p. 18, l. 1-6, p. 78, l. 21–p. 79,
l. 24, p. 87, l. 16–p. 89, l. 4.) Conveniently, towards the end of her deposition, and, now,
Nurse Menzies contends that the alleged privileged documents were not reviewed and/or
considered by her for purposes of her testimony and/or expert report . Because Nurse
2
Menzies’ deposition testimony and Nurse Menzies’ Affidavit contain, at the very least,
contradicting statements, a fact issue exists with respect to same. Further, as set forth in
more detail below, the fact that Nurse Menzies allegedly did not “rely upon” such documents
in forming her opinions is not dispositive of the issue at hand.
One of the most insightful analyses, which addressed the inherent problems and
chilling effects of Relators’ narrow interpretation of the relevant law was set forth, in detail,
by S
TEPHEN
D. E
ASTON
, A
MMUNITION FOR THE
S
HOOT
-O
UT WITH THE
H
IRED
G
UN

S
H
IRED
G
UN
: A P
ROPOSAL FOR
F
ULL
E
XPERT
W
ITNESS
D
ISCLOSURE
, 32 Ariz. St. L. J. 465, 556
S
69
Page 24
-14-
(2000). In that article, in discussing an expert’s ability to hide information under the “relied
upon” doctrine, it was noted that “[a]doption of the [full disclosure] proposal would end the
artificial, information-hiding, and perniciously malleable notion of requiring disclosure only
of information that an expert witness identifies as information that she relied upon in forming
opinions.” Id. at 556. In an analysis with striking similarity to the analysis in Tracy
(i.e., addressed below), the article’s author added, in pertinent part, as follows:
[E]ven for the most honest of experts, a declaration that she did not “rely
upon” a certain piece of information is not one that should be accepted at face
value. After all, how can any human being say that she considered and is
aware of a certain piece of information, but that piece of information plays no
part whatsoever in her analysis of the set of facts that included that piece of
information? Any trial attorney who has sat through a “limiting” instruction
telling the jury to ignore a certain piece of information (on either one, some,
or all issues) knows that one can never completely “unring” a bell and expect
jurors to totally disregard this evidence. . . . One suspects that the expert who
lists the information that she relied upon or, in another phrase, information that
is the basis for her opinion is not actually saying that she is not relying to any
extent upon other information. Instead, what she probably means is “I am
prepared to try to defend my opinion without this data” or “I am ignoring this
data, because it runs counter to my conclusion.” In either event, the opposing
attorney’s interest in the data is not eliminated (or, usually, diminished) and
may, in some instances, be increased by the fact that the expert is trying to
pretend that the data does not exist.
Id. at 557
S
58. It logically follows that the survival of our adversary system depends, in great
part, “upon cross-examination to expose problems with witnesses and the testimony they
present, so that jurors will be enlightened in their search for the truth.” Id. at 569.
In the end, because all of the documents in question were, at a minimum,
“provided to” and/or a fact issue exists as to whether or not Nurse Menzies “reviewed” same
Page 25
-15-
in anticipation of her expert deposition testimony and/or in preparation of her expert report,
the express language of the current Texas Rules of Civil Procedure mandates that Relators
have waived any and all privileges that might have otherwise applied to such documents.
T
EX
.R.C
IV
.P. 192.3(e)(6), 192.5(c)(1). Further, regardless of whether or not the production
of such documents was “inadvertent” and/or a “mistake,” any and all privileges were waived
when the documents were “provided to, reviewed by, or prepared by or for [Nurse Menzies]
in anticipation of [her] testimony.” Id. (emphasis added). As such, this Court should
DENY, in all parts, Relators’ Petition for Writ of Mandamus.
B.
The Trial Court’s Decision Is Consistent With The Established
Precedents Of Other Jurisdictions Faced With Similar
Controversies.
Contrary to Relators’ argument, the trial court’s decision is consistent with the
established precedents of other jurisdictions faced with similar controversies.
Again, Relators argue that any waiver of privilege extends only to those documents or
material “that the expert actually relied [upon] in arriving at mental impressions or
opinions.” (Petition for Writ of Mandamus at 11) (emphasis added). The inherent injustice
in Relators’ argument is magnified by a brief overview of the established precedents from
other jurisdictions faced with similar controversies.
An analogous case to the case at bar is State ex rel. Tracy v. Dandurand, 30 S.W.3d
831 (Mo. banc 2000). In Tracy, the Supreme Court of Missouri was asked, as an issue of
first impression, to determine whether a party continues to have an attorney-client privilege
Page 26
-16-
as to documents that the party has “provided” to its retained expert witness who is designated
to testify. Id. at 832. The underlying dispute was brought by the plaintiff against her insurer
for exposing her to liability in excess of her policy coverage limits while defending her in a
wrongful death claim. Id. at 833. During the course of the bad faith lawsuit, the plaintiff
requested the production of her insurer’s entire claim file. Id. Although the insurer produced
some responsive documents, other documents were withheld as privileged. Id.
Eventually, the insurer designated a testifying expert, and “inadvertently” produced
to its expert some of the documents that were listed on the privilege log. Id. (emphasis
added). At the testifying expert’s deposition, the expert produced his file to the plaintiff,
which included the alleged privileged documents, and testified that he had reviewed his
entire file. Id. Shortly thereafter, the insurer filed a motion for protective order and/or
motion in limine asking the trial court to order the plaintiff to return the documents to the
insurer and the trial court enter an order preventing use of the documents or reference to the
documents at trial. Id. Although the trial court denied the insurer’s motion for protective
order, allowing the plaintiff to keep the documents, the trial court sustained the insurer’s
motion in limine to exclude use of the documents and prohibited the plaintiff from
questioning any witnesses about the documents. Id. at 833
S
34. The plaintiff filed a
prohibition (i.e., mandamus) action against the trial court. Id. at 834.
On writ of prohibition, the Supreme Court of Missouri noted that, in Missouri, “[t]he
discovery of facts known and opinions held by an expert are, until the expert is designated
Page 27
-17-
for trial, the work product of the attorney retaining the expert.” Id. However, “[o]nce the
retaining attorney decides to use the expert at trial and discloses him or her as a witness, the
expert is subject to discovery.” Id. Further, the Supreme Court of Missouri noted that the
Missouri rules allow for opposing counsel to probe a testifying expert on, among other
things, the expert’s qualifications, knowledge of the subject, and information the expert has
been provided. Id. at 835.
In applying those rules and principles to the issue at hand, the Supreme Court of
Missouri rejected the suggestion that “materials given to an expert can be withheld from
disclosure if the expert did not rely upon them.” Id. In support, the Supreme Court of
Missouri noted, in pertinent part, as follows:
To hold otherwise would allow the expert witness or the party
retaining the expert witness to select which documents to
produce after the expert has reviewed the documents in
preparation for the expert’s testimony. It is appropriate, at
deposition or trial, to cross-examine an expert witness as to
information provided to the expert that may contradict or
weaken the bases for his or her opinion regardless of whether
the expert relied upon or considered the information.
Id. (emphasis added). Further, even though the insurer’s disclosure was alleged to be
inadvertent, the Supreme Court of Missouri held that the privilege “has indeed been waived.”
Id. Of course, the Supreme Court of Missouri was quick to note also that “[i]f the party’s
attorney, in preparing the expert for deposition, finds that privileged documents have been
mistakenly provided to the expert, the attorneypresumably has the option of withdrawing the
expert’s designation prior to the deposition.” Id. at 835
S
36 (emphasis added). Nevertheless,
Page 28
-18-
because the insurer’s expert had been “provided the materials, was designated to testify,
ha[d] had his deposition taken, and ha[d] provided opposing counsel with the documents that
the insurer gave to him,” the Supreme Court of Missouri held that it was too late to withdraw
the experts designation “in order to make the documents secret again.” Id. at 836.
“The bell has been rung and cannot be unrung.” Id. (emphasis added); see also State ex
rel. Am. Econ. Ins. Co. v. Crawford, 75 S.W.3d 244, 246 (Mo. 2002) (holding that
designation of an expert as a trial witness begins a process of waiving privilege);
Stearrett v. Newcomb, 521 A.2d 636, 638 (Del. Super. 1986) (holding that where an attorney
forwards letters and memoranda to an expert who is expected to testify at trial, any claim of
privilege or work product is waived no matter what is contained in the documents).
Ultimately, the Supreme Court of Missouri concluded that “[a]ll material given to a testifying
expert must, if requested, be disclosed.” Tracy, 30 S.W.3d at 836 (emphasis added).
In this case, like Tracy, the mere fact that Nurze Menzies and Relators contend that
Nurse Menzies did not “rely” upon the alleged confidential and privileged documents to form
her opinions and/or expert report is of absolutely no consequence to the issue at hand.
As alluded to in Tracy, it is a fundamental concept, in cross-examining experts, that counsel
may cross-examine experts as to what changes of conditions and/or facts would effect the
experts’ opinions. Id. at 835. In fact, as recognized by the Supreme Court of the United
States, “[c]ross examination is the principal means by which the believability of a witness
and the truth of his testimony are tested.” Davis v. Alaska, 415 U.S. 308, 316 (1974).
Page 29
-19-
By ignoring the real facts and/or evidence in question, Relators are attempting to thwart the
jury’s and the parties’ search for the truth, which is a fundamental purpose for conducting
a trial and for allowing discovery. See, e.g., Axelson, Inc. v. McIlhany, 798 S.W.2d 550, 555
(Tex. 1990) (noting that the purpose of discovery is to seek the truth, so that disputes may
be decided by what the facts reveal, not by what facts are concealed); Lowry, 802 S.W.2d at
671 (noting that discovery is the “linchpin of the search for the truth, as it makes a ‘trial less
of a game of blind man’s bluff and more a fair contest with the issues and facts disclosed to
the fullest practicable extent.”) In light of the fact that the alleged confidential and privileged
documents in question contain facts and evidence directly contrary to the opinions of
Nurse Menzies and the position taken by Relators throughout this lawsuit, Real Parties
Interest should not be deprived of their right to a fair trial and the citizens of the State of
Texas should not be deprived of the “truth.”
Notwithstanding the foregoing, Relators contend, in their Brief on the Merits, that
Tracy is “fully distinguishable” from the case at bar. (Relators’ Brief on the Merits at 25.)
First, Relators argue that, unlike this case (i.e., an issue heavily disputed by Real Parties In
Interest), “the expert in Tracy testified to having ‘reviewed’ the documents.” (Id.)
Second, Relators argue that “the Tracy opinion does not discuss how the documents came
to be in the expert’s possession,” and “[t]he court appears to assume that they were
intentionally provided to the expert for purposes of preparing the expert’s trial testimony.”
(Id.) Third, Relators argue that “[t]he Tracy court expresslyacknowledged that a trial court,
Page 30
-20-
in a case with different facts (like ours) could order the return of inadvertently disclosed
privileged documents.” (Id.) Fourth, Relators argue that, “[w]hile [Real Parties In Interest]
asserted at page 15 of its Response that [Relators] failed to avail [themselves] of the
opportunity to withdraw the testifying expert designation of Nurse Menzies, that statement
assumes contrary to the evidence that [Relators] [were] aware of the contents of Nurse
Menzies’ file before the deposition began.” (Id. at 26.) Finally, Relators argue that “[t]he
Tracy court expressly reserved the issue as to whether the materials would be admissible for
other purposes, particularly for trial.” (Id.) Because Real Parties In Interest have already
deposed Nurse Menzies, Relators contend that Real Parties In Interest should be prevented
from using the documents in question for “other purposes, specifically in deposing other
witnesses.” (Id.)
As regards Relators’ first argument, while it is true that the expert in Tracy testified
that he reviewed his entire file, the Supreme Court of Missouri’s opinion did not rise or fall
on that issue. Tracy, 30 S.W.3d at 833
S
35. In fact, in the end, the Supreme Court of
Missouri concluded that “[a]ll material given to a testifying expert must, if requested, be
disclosed.” Id. at 836 (emphasis added). Perhaps equally as important, in this case, contrary
to Relators’ creative belief and argument that the “uncontroverted evidence shows that Nurse
Menzies did not read, review, or use [the documents in question] in arriving at her mental
impressions and opinions,” the actual evidence suggests and proves the exact opposite.
Stated differently, despite Relators’ effort to “split hairs” between the words glanced,
Page 31
-21-
reviewed, used, etc., a fair reading of the evidence reveals, at a minimum, that the documents
in question were “provided to” and/or that a fact issue exists as to whether or not the
documents were “reviewed by” Nurse Menzies in anticipation of her deposition testimony
and/or in preparation of her expert report. (R.R. at I-4; see also id. at H at p. 18, l. 1-6, p. 78,
l. 21–p. 79, l. 24, p. 87, l. 16–p. 89, l. 4.) Again, Nurse Menzies admitted, in her deposition,
that she reviewed all of the documents that she brought with her to her deposition, and took
at a look at all of the materials in the box provided to her by Relators. (R.R. at H at p. 18,
l. 1-6, p. 78, l. 21–p. 79, l. 24, p. 87, l. 16–p. 89, l. 4.) Conveniently, towards the end of her
deposition, and, now, Nurse Menzies contends that the alleged privileged documents were
not reviewed and/or considered by her for purposes of her testimony and/or expert report.
Because Nurse Menzies’ deposition testimony and Nurse Menzies’ Affidavit contain, at the
very least, contradicting statements, a fact issue exists with respect to same, and Relators
should not be allowed to suppress the truth through a creative play on words.
As regards Relators’ second argument regarding Tracy (i.e., that “the Tracy opinion
does not discuss how the documents came to be in the expert’s possession,” and “[t]he court
appears to assume that they were intentionally provided to the expert for purposes of
preparing the expert’s trial testimony.”), such argument is wrong. To be sure, long before
addressing the merits of the case, the Supreme Court of Missouri noted that the insurer
designated a testifying expert, and “inadvertently” produced to its expert some of the
documents that were listed on the privilege log. Tracy, 30 S.W.3d at 833. Stated differently,
Page 32
-22-
the Supreme Court of Missouri never “assume[d],” as argued by Relators, that the documents
were “intentionally” provided to the expert. Id.
Moreover, while Relators correctly point out (i.e., in their third argument) that the
Supreme Court of Missouri acknowledged a trial court’s discretion to order the return of
inadvertently disclosed documents under a different set of facts, the Supreme Court of
Missouri expressly announced that those different set of facts did not apply to an expert
witness. Id. at 835. Because the Tracy court was dealing with an expert witness,
“[e]ven though the disclosure of the documents was alleged to be inadvertent, [the Supreme
Court of Missouri] believe[d] the privilege [had] indeed been waived.” Id. On the other
hand, if the documents in question had been produced or disclosed in written discovery, then,
upon satisfying the burden that the documents were privileged, the Supreme Court of
Missouri may have upheld the trial court’s decision to order the return of the documents. Id.
Again, though, the above example did not fit the facts of Tracy and does not fit the facts and
circumstances before this Court and/or those before the trial court in this case.
Despite Relators’ argument regarding the fact that theywere not aware of the contents
of Nurse Menzies’ file before the deposition began (i.e., their fourth argument), such
argument does not impact the outcome in this case. As noted in Tracy, if Relators, in
preparing Nurse Menzies for her deposition, found that privileged documents had been
inadvertently provided to Nurse Menzies, then Relators had the option to withdraw her
designation prior to her deposition. See Tracy, 30 S.W.3d at 835
S
36. Even assuming, for
Page 33
-23-
arguments sake, that Relators did not become aware of the contents of Nurse Menzies’ file
until after the deposition began, Relators had an opportunity to review the documents before
the deposition,especiallyconsidering the fact Nurse Menzies admitted,in her deposition, that
she met with counsel for Relators for several hours before her deposition, and on several
occasions over the telephone. (R.R. at p. 18, l.-14–p. 19, l. 12.) Likewise, common sense
suggests that Relators had an opportunity to review the documents during the deposition of
Nurse Menzies. As it turns out, Relators either reviewed the documents and simply were not
happy with the results stemming from the deposition testimony or Relators chose not to
review same until after Nurse Menzies’ deposition. Either way, as set forth herein, Relators
waived any and all privileges that might have otherwise pertained to the documents in
question, and same does not effect the outcome of this case or the opinion in Tracy.
As regards Relators’ final argument regarding the issue of whether or not the materials
would be admissible for “other purposes,” including deposing “other witnesses,” Relators
misconstrue, once again, the Supreme Court of Missouri’s opinion in Tracy. In fact, contrary
to Relators’ interpretation of Tracy, the Supreme Court of Missouri did not reserve “the issue
as to whether the materials would be admissible for other purposes, particularly for trial.”
Id. Instead, the Supreme Court of Missouri noted that “[i]t is appropriate, at deposition or
trial, to cross-examine an expert witness as to information provided to the expert that may
contradict or weaken the bases for his or her opinion regardless of whether the expert relied
upon or considered the information.” Id. at 835 (emphasis added). Perhaps equally as
Page 34
3
In Texas, the use of depositions is governed by Rule 203.6 of the Texas Rules of Civil
Procedure. T
EX
. R. C
IV
. P. 203.6. It is well settled that “[a]ll or part of a deposition may be
used for any purpose in the same proceeding in which it was taken.” T
EX
.R.C
IV
.P.203.6(b)
(emphasis added).
-24-
important, the Supreme Court of Missouri announced that, “[o]nce the expert’s deposition
is taken, the deposition is available for use by any party, subject to [the rule regarding use of
depositions]. ” Id. at 836.
3
The bottom-line is that the “bright-line” rule announced in Tracy is applicable to the
facts and circumstances before this Court. In fact, contrary to Relators’ arguments, the facts
and circumstances in Tracy are virtually identical to the facts and circumstances at issue in
this case. Likewise, the rules of procedure that were analyzed in Tracy are virtually identical
to the Texas Rules of Civil Procedure. Accordingly, this Court should DENY, in all parts,
Relators’ Petition for Writ of Mandamus.
C.
The Trial Court’s Decision Is Consistent With The
Majority Of Authorities Analyzing This Issue Under
The Federal Rules Of Civil Procedure And Is
Supported By Strong Public Policy Considerations.
Not onlyis the trialcourt’s decision consistent with the established precedents of other
jurisdictions faced with similar controversies, but the trial court’s decision is consistent with
the majority of opinions addressing this issue under the Federal Rules of Civil Procedure and
is supported by strong public policy. After jumping to the heavily disputed conclusion that
the materials at issue have no relevancy to the opinions of Nurse Menzies and/or played no
part in her opinion, Relators’ contend that “no legitimate purpose is served” by stripping
Page 35
-25-
them of their alleged privileges. (Relators’ Brief on the Merits at 18-21.) As set forth below,
though, the trial court’s interpretation of the Texas Rules of Civil Procedure is consistent
with the Federal Rules of Civil Procedure, and the strong public policy favoring full
disclosure of experts outweighs and/or does not circumvent the policy behind protecting
privileged documents and/or opinions.
An instructive case is Gall v. Jamison, 44 P.3d 233 (Col. 2002). In Gall, a medical
malpractice action, one of the defendants served a notice of deposition duces tecum on one
of the plaintiffs’ testifying experts. Id. at 234. In the duces tecum, the defendant requested
that the testifying expert produce “‘all correspondence to/from plaintiffs’ counsel or anyone
else relating to this case.’” Id. In one of the letters that was requested by the defendant, there
was a discussion of deposition testimony considered important by the plaintiffs’ counsel, an
assessment of how defendants’ actions may have fallen below the standard of care, and
citation to medical journals that the plaintiffs’ counsel considered important. Id. As such,
the plaintiffs claimed that such correspondence was protected from discovery as work
product. Id. The defendant claimed, on the other hand, that any information provided to a
testifying expert was discoverable and outside the work product doctrine. Id. The trial court
agreed with the defendant, and ordered the plaintiffs to produce the correspondence. Id.
The trial court “reasoned that ‘Defendants are entitled to know whether [the plaintiffs’
expert] has in any way ‘shaped’ her testimony in response to impressions communicated by
plaintiffs’ counsel’ so that defendants could adequately impeach [the plaintiffs’ expert].” Id.
Page 36
-26-
On mandamus, the Gall court began its analysis by comparing and contrasting the
Colorado Rules of Civil Procedure with the Federal Rules of Civil Procedure as same
pertained to expert witnesses. Id. at 234
S
35. After determining that the Colorado Rules of
Civil Procedure and the Federal Rules of Civil Procedure were “substantially similar,” the
Gall court noted, at the outset, that Rule 26(a)(2) of the Federal Rules of Civil Procedure
required a testifying expert “to produce before trial a written report or summary of her
testimony which includes ‘a complete statement of all opinions to be expressed and basis and
reasons therefor [and] the data or other information considered by the witness in forming the
opinions.’” Id. at 235. It then noted that “[t]he rule of disclosure embodied in Rule 26(a)(2)
shared “an uneasy coexistence with the attorney work product doctrine . . . .” Id. (citing F
ED
.
R. C
IV
. P. 26(b)(3)). Stated differently, the Gall court recognized that Rule 26(b)(3)
generallysubjected to discoverythose documents and tangible things prepared in anticipation
of litigation “only if the opposing party demonstrates a ‘substantial need’ for the materials
and cannot obtain the substantial equivalent without undue hardship.”
Id.
Despite recognizing that general rule, the Gall court was quick to note that “[t]he general
protection from discovery that Rule 26(b)(3) affords work product, however, is tempered by
the provisions of Rule 26(b)(4), to which Rule 26(b)(3) is subject.” Id. at 236.
In addressing the “uneasy coexistence” and/or the conflict surrounding the rule of
disclosure pertaining to experts and the protections afforded an attorney’s work product, the
Gall court looked, first, to a pre-amendment case. Id. at 236
S
37 (citing Boring v. Keller, 97
Page 37
-27-
F.R.D. 404, 407-08 (D. Colo. 1983) (holding that letters containing an attorney’s work
product that were shared with the attorney’s expert were discoverable because (1) the work
product privilege is waived when otherwise protected materials are used to influence and
shape testimony, and (2) the adverse party must be permitted to inspect the shared documents
in order to effectively cross-examine the expert witness). Id. The Gall court looked, next,
to the Federal Rule’s advisory committee’s comments regarding the changes to the discovery
of experts. Id. at 237. In doing so, the Gall court found that “the advisory committee
criticized the practice of shielding from discovery the work product given by attorneys to
experts.” Id. It found also that the advisory committee “concluded that claims of work
product protection should not thwart discovery of materials provided to an expert witness,
stating that in light of the ‘obligation of disclosure, litigants should no longer be able to argue
that materials furnished to their experts to be used in forming their opinions - whether or not
ultimately relied upon by the expert - are privileged or otherwise protected from disclosure
when such persons are testifying or being deposed.” Id.
After addressing the “uneasy coexistence” and/or the conflict surrounding the rule of
disclosure pertaining to experts and the protections afforded an attorney’s work product, the
Gall court noted that “Rule 26(b)(3) concerning protection of opinion work product is
‘subject to’ Rule 26(b)(4), indicating that the work product doctrine does not protect the
materials informing the expert’s report or opinion.” Id. at 238. Based on the unambiguous
language of the commentary, the Gall court concluded that “opinion work product that is
Page 38
-28-
reviewed or considered byan expert in preparation for testimonyat trial is discoverable under
Rules 26(a)(2)(B) and 26(b)(4)(A).” Id. at 239.
From the standpoint of public policy, the Gall court noted that “[s]trong public policy”
supported a construction of broad disclosure. Id. In support thereof, the Gall added, in
pertinent part, as follows:
A bright-line rule promotes efficiency, fairness, and the truth seeking process.
Requiring trial courts to review every expert communication in camera to
determine the appropriate degree of disclosure, on the other hand, simply
foments needless discovery battles, undercuts the truth seeking principles of
the rules of civil procedure, and wastes scarce judicial resources. . . . A bright-
line rule preserves judicial economy by obviating the need for a judge to
consider whether counsel’s communications to retained experts contain work
product. It also frees trial courts from the burdensome task of sifting through
volumes of documents to separate ‘factual work product’ from ‘opinion work
product’ . . . . A bright-line approach also gives parties notice of precisely
which materials will be discoverable in every case, thereby reducing the
number of discovery disputes. . . . Perhaps most importantly, a bright-line
disclosure rule advances the truth seeking function of the discovery rules.
Id. at 239
S
40 (emphasis added). Additionally, the Gall court noted that, without access to
the documents or materials that an expert was provided, “the opposing party will be unable
to conduct a full and fair cross-examination of the expert.” Id. at 240. Moreover, “[a] bright-
line rule’s promotion of the truth seeking function of discovery does not compromise the
strong policies underlying the work product doctrine.” Id.
In denying the plaintiffs’ mandamus relief, the Gall court emphasized that “a
communication is discoverable even if the expert did not rely on it in forming her opinion;
she need only consider the communication in developing her opinion.” Id. (emphasis added).
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To that end, where an expert has “‘read or reviewed the privileged materials before or in
connection with formulating his or her opinion, the expert will be deemed to have
‘considered’ those materials for purposes of Rule 26(a)(2)(B).’” Id. at 241. After all,
“‘documents considered but rejected bythe expert trial witness could be even more important
for cross-examination than those actually relied upon by him.’” Id.
In this case, like Gall, after comparing and contrasting the Texas Rules of Civil
Procedure with the Federal Rules of Civil Procedure, it becomes apparent that the Texas
Rules of Civil Procedure and the Federal Rules of Civil Procedure are virtually the same.
To be sure, similar to Rule 26(a)(2)(B) of the Federal Rules of Civil Procedure, Rule 192.3(e)
of the Texas Rules of Civil Procedure provides for discovery of, among other things, “the
facts known by the expert that relate to or form the basis of the expert’s mental impressions
and opinions . . . regardless of when and how the factual information was acquired, and “all
documents, tangible things, reports, models, or data compilations that have been provided
to, reviewed by, or prepared by or for the expert in anticipation of the expert’s testimony.”
T
EX
. R. C
IV
. P. 192.3(e)(3), (6). Further, similar to Rule 26(b)(3) of the Federal Rules of
CivilProcedure, Rule 192.5(b) of the Texas Rules of CivilProcedure generallysubjects work
product to discovery only upon a showing of “substantial need” and “undue hardship” to
obtain same by some other means. T
EX
. R. C
IV
. P. 192.5(b)(2). Moreover, just as Rule
26(b)(3) of the Federal Rules of Civil Procedure is “subject to” Rule 26(b)(4)(A) of the
Federal Rules of Civil Procedure, “indicating that the work product doctrine does not protect
Page 40
4
To support their position that, even under the amended Texas Rules of Civil
Procedure, experts must “truly rely” on documents before waiving any privileges, Relators
direct this Court’s attention to In re Bell Helicopter Textron, Inc., 87 S.W.3d 139
(Tex. App.–Forth Worth 2002, orig. proceeding). (Relators’ Brief on the Merits at 23-24.)
Although the In re Bell Helicopter court did apply the amended Texas Rules of Civil
Procedure regarding experts to the facts of that case, it did not apply same to facts remotely
similar to the facts before this Court. Id. at 149. Instead, the In re Helicopter court was
faced with the issue of whether information acquired by an expert in a prior proceeding was
discoverable in a new proceeding. Id. Of course, the In re Helicopter court held that
-30-
the materials informing the expert’s report or opinion,” Rule 192.5(b)(2) of the Texas Rules
of Civil Procedure is “subject to” Rule 192.5(c) of the Texas Rules of Civil Procedure.
T
EX
. R. C
IV
. P. 192.5(b)(2) (expressly excluding from work product “information
discoverable under Rule 192.3 concerning experts, trial witnesses, witness statements, and
contentions”).
Because the Federal Rules of Civil Procedure and the Texas Rules of Civil Procedure
regarding discovery of experts are virtually identical, there is no reason to depart from the
rationale set forth in Gall and the majority of jurisdictions addressing the issue before this
Court. In fact, the rationale set forth by the Federal Rule’s advisory committee and addressed
in Gall should apply equally under the Texas Rules of Civil Procedure. Stated differently,
“claims of work product protection should not thwart discovery of materials provided to an
expert witness, [and] in light of the ‘obligation of disclosure, litigants should no longer be
able to argue that materials furnished to their experts to be used in forming their opinions -
whether or not ultimately relied upon by the expert - are privileged or otherwise protected
from disclosure when such persons are testifying or being deposed. ” Gall, 44 P.3d at 237.
4
Page 41
“the testifying expert’s mental impressions and opinions concerning the case, and the facts
known by the expert that relate to or form the basis of the expert’s mental impressions and
opinions formed or made in connection with the case in which discovery is sought, are
discoverable. Id. (emphasis original). To that end, contrary to Relators’ argument, such
opinion is not beneficial to this Court’s analysis in this case.
-31-
Further, as referenced in Tracy, the rationale should applyregardless of whether the materials
furnished to the expert were furnished intentionally or inadvertently. Tracy, 30 S.W.3d at
835
S
36. Accordingly, this Court should DENY, in all parts, Relators’ Petition for Writ of
Mandamus.
D.
Any Objections Pertaining To The Documents In Question, Which
Were Provided To, Reviewed By, Or Prepared By Or For Relators’
Testifying Expert, Should Be Limited To Objections Regarding
Admissibility At Trial, And Such Objections Are Premature And
Not Before This Court.
Because all relevant authorities and principles expressly provide that Relators waived
any and all privileges that might have otherwise applied to the documents in question, the
only possible objections left are those objections pertaining to the admissibility of such
documents at trial, and such objections are premature. Stated differently, the issue of
whether or not the documents in question were discoverable and/or privileged became a moot
issue the minute that the documents were “provided to, reviewed by, or prepared by or for
[Nurse Menzies] in anticipation of [her] testimony.” T
EX
. R. C
IV
. P. 192.3(e)(6)
(emphasis added); see also T
EX
. R.C
IV
.P. 194.2(f)(4)(A). Further, because it is well settled
that “[a]ll or part of a deposition may be used for any purpose in the same proceeding in
which it was taken,” any objections to the continued use of the deposition and evidence in
Page 42
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question are premature, and serve only one purpose; to deny the parties and citizens of the
State of Texas the truth. See T
EX
. R. C
IV
. P. 203.6(b) (emphasis added). After all, and,
perhaps ironically, the very information and facts that Relators’ expert contends now was not
important or relevant to her opinions is information and are facts that fly directly in the face
of the defenses set forth throughout this lawsuit by Relators. Perhaps the truth lies in that
information and facts, or perhaps it does not; either way, Real Parties In Interest and citizens
of the State of Texas are entitled to search for, and, ultimately, learn the truth.
Although Relators may arguably have objections to the admissibility of such documents at
the time of trial, a determination along those lines is premature and not before this Court.
As such, this Court should DENY, in all parts, Relators’ Petition for Writ of Mandamus.
E.
Relators’ Reliance Upon Rule 193.3(d) Of The Texas Rules Of Civil
Procedure Is Misplaced Under The Facts And Circumstances Of
This Case.
Contrary to Relators’ arguments, Rule 193.3(d) of the Texas Rules of Civil Procedure
does not apply to the facts and circumstances before this Court and/or those before the trial
court. As a general rule, it is true that “[a] party who produces materials or information
without intending to waive a claim of privilege does not waive that claim . . . .” T
EX
. R. C
IV
.
P. 193.3(d). In fact, once a party discovers that privileged documents have been
inadvertently produced, the party has ten (10) days to amend their response and identify the
material or information produced and stating the privilege asserted. Id. However, Rule
193.3(d) of the Texas Rules of Civil Procedure (i.e., the so-called “snap back” provision)
Page 43
-33-
does not apply to information discoverable under Rule 192.3 of the Texas Rules of Civil
Procedure concerning experts. T
EX
. R. C
IV
. P. 192.5(c)(1) (information discoverable under
Rule 192.3 concerning experts is not protected from discovery as work product).
In this case, Relators’ arguments surrounding Rule 193.3(d) of the Texas Rules of
Civil Procedure lack merit. To be sure, on their face, the documents in question cannot be
considered privileged. As noted previously, once the documents in question were
“provided to, reviewed by, or prepared by or for [Nurse Menzies] in anticipation of [her]
testimony,” the documents became discoverable and any and all privileges were waived.
T
EX
. R. C
IV
. P. 192.3(e)(6) (emphasis added); see also T
EX
. R. C
IV
. P. 192.5(c)(1),
194.2(f)(4)(A). Perhaps equally as important, it bears noting that the so-called “snap back
provision” is found under the main title, “Written Discovery . . . .,” which, at a bare
minimum, implies that such provision is not applicable to the discovery of experts. T
EX
. R.
C
IV
. P. 193. For example, if the documents in question had been produced to Real Parties
In Interest by Relators in response to Real Parties In Interest’ Request for Production, then
Relators might have an argument, upon satisfying their burden of proof, that the documents
in question were privileged, but only so long as the documents were not “provided to,
reviewed by, or prepared by or for [Nurse Menzies] in anticipation of [her] testimony.” Id.
Unfortunatelyfor Relators, the above example does not fit the facts and circumstances before
this Court and/or before the trial court. Perhaps more importantly, the express language of
the current Texas Rules of Civil Procedure and the above-referenced case law on the issue
Page 44
-34-
facing this Court is clear, concise, and to the point; that is to say that, regardless of whether
the documents were “inadvertently” or “mistakenly” “provided to, reviewed by, or prepared
byor for [Nurse Menzies] in anticipation of [her] testimony,” the documents are discoverable
and any and all privileges are waived. T
EX
.R.C
IV
.P. 192.3(e)(6) (emphasis added); see also
T
EX
. R. C
IV
. P. 194.2(f)(4)(A). Any ruling to the contrary ignores the well established
precedents of this State and the majority of other jurisdictions. Accordingly, this Court
should DENY, in all parts, Relators’ Petition for Writ of Mandamus.
F.
Relators Failed To Satisfy Their Burden To Avoid Discovery Of
The Alleged Confidential And Privileged Documents.
Even assuming, for arguments sake, that this Court determines that the trial court, in
determining that Relators’ waived any and all alleged privileges pertaining to the documents
in question, incorrectly applied the Texas Rules of Civil Procedure as same pertain to
discovery of experts, as well as the interpretive case law, the evidence reveals that Relators
failed to satisfy their burden to avoid discovery of such documents. It is well settled that the
burden is on the party seeking to avoid discovery to plead the basis for exemption or
immunity and to produce evidence supporting that claim. Lowry, 802 S.W.2d at 671.
The purpose of placing the burden on the party resisting discovery is to insure that the trial
court has sufficient information before it to make an intelligent decision whether a privilege
applies. Id. Significantly, if the matter for which a privilege is sought has been disclosed to
a third party, thus raising the question of waiver of the privilege, the party asserting the
Page 45
-35-
privilege has the burden of proving that no waiver has occurred. Jordan v. Fourth Court of
Appeals, 701 S.W.2d 644, 649 (Tex. 1985).
Importantly, a trial judge, who denies discovery in the absence of evidence
substantiating the claim of privilege, abuses his discretion. Lindsey v. O’Neill, 689 S.W.2d
400 (Tex. 1985). Further, with respect to the resolution of factual issues or matters
committed to the trial court’s discretion, a reviewing court may not substitute its judgment
for that of the trial court unless the trial court could reasonably have reached only one
decision and the trial court’s decision is shown to be arbitrary and unreasonable. Walker v.
Packer, 827 S.W.2d 833, 839
S
40 (Tex. 1992).
As noted previously, the Blackmon court, which Relators rely upon, addressed, under
the old, narrow Texas Rules of Civil Procedure, circumstances similar to the circumstances
of this case. Blackmon, 810 S.W.2d 438. The Blackmon court held that “[t]o the extent that
[the expert of the party asserting the privileges] would testify concerning these [privileged]
matters as an expert witness, disclosure by him would have the same effect as disclosure to
a third party, and would result in waiver of the privilege.” Id. As such, the Blackmon court
held that the party asserting the privileges had the burden to provide a reasonable means of
segregating the documents which may form the basis of its expert’s testimony or which the
expert may rely upon in testifying as an expert. Id.
In applying those rules and/or principles to the facts before it, the Blackmon court
noted that the party asserting the privileges produced over 914 documents for in camera
Page 46
-36-
inspection that covered several different subject matters, including, but not limited to,
attorney’s fees, evaluation of potential witnesses and discussion of trial strategy. Id.
Although the party asserting the privileges asserted general privileges to those documents,
the Blackmon court noted that the party asserting the privileges did not segregate those
documents as to the various subjects which would or would not form the basis of its expert’s
testimony. Id. “[T]he burden was on [the party asserting the privileges] to segregate the
documents not only as to privilege asserted, but as to subject matters involving privilege.”
Id. at 441 (emphasis added). Ultimately, the Blackmon court held that the trial court did not
abuse its discretion in overruling the motion for protection filed by the party asserting the
privileges. Id. To that end, any and all privileges were waived. Id.; see also Weisel
Enterprises, Inc. v. Curry, 718 S.W.2d 56, 58 (Tex. 1986) (holding that summary listing of
documents under the heading “Attorney-Client/Attorney Work-Product” was no evidence of
privilege, but merely an “unverified, global allegation that the list of documents was
protected by one or both privileges.”)
In this case,like Blackmon and Curry, Relators onlyasserted general privileges and/or
made global allegations of privilege to the documents in question. (R.R. at L.)
Although Relators referred the trial court to the deposition testimony of Nurse Menzies and
the Affidavit of Nurse Menzies to support their contention that none of the alleged
confidential and privileged documents were relied upon byNurse Menzies in the formulation
of her opinions and/or expert report, Relators did so in a conclusory manner and did not
Page 47
-37-
segregate the documents as to the various subjects which would or would not form the basis
of Nurse Menzies’ expert testimony. (Id.) Further, the Affidavit of Nurse Menzies and the
deposition testimony relied upon by Relators directly contradicts previous sworn testimony
given by Nurse Menzies in her deposition. (Id. at H at p. 18, l. 1-6, p. 78, l. 21–p. 79, l. 24,
p. 87, l. 16–p. 89, l. 4.) In fact, in light of the broad scope of Nurse Menzies’ deposition
testimonyand anticipated trial testimony, Relators made itvirtuallyimpossible and/or at least
impractical for the trial court to determine whether or not Relators had satisfied their burden
of proving that no waiver occurred. Because Relators fell short of satisfying their burden,
the trial court correctly determined that Relators waived any and all privileges to the
documents in question. Again, notwithstanding the trial court’s correct ruling, the trial court
is always free to consider Relators’ objections, if any, pertaining to the admissibility of such
documents at the time of trial, including, but not limited to, relevance, etc. The issue of
admissibility is not, however, before this Court and was not before the trial court.
Accordingly, this Court should DENY, in all parts, Relators’ Petition for Writ of Mandamus.
PRAYER
Based on the foregoing, Real Parties In Interest, Mona L. Palmer, Individually, and
as Surviving Parent, and on behalf of the Estate of Brandi Lee Palmer, Deceased, respectfully
pray that this Court DENY, in all parts, the Petition for Writ of Mandamus, and for such
other and further relief to which Real Parties In Interest may be entitled.
Respectfully submitted,
Page 48
-38-
JOHANSON & FAIRLESS, L.L.P.
TODD TAYLOR, TBA#00785087
MIKE JOHANSON, TBA#10670400
CHRIS M. VOLF, TBA#24033299
1456 First Colony Boulevard
Sugar Land, Texas 77479
(281) 313-5000
Fax: (281) 340-5100
ATTORNEYS FOR REAL PARTIES IN INTEREST
VERIFICATION
THE STATE OF TEXAS
§
§
COUNTY OF FORT BEND
§
BEFORE ME, the undersigned authority, personally appeared TODD TAYLOR,
known to me and first being duly sworn according to law upon his oath deposed and said:
“My name is Todd Taylor. I am over 18 years of age, I have never been
convicted of a felony, and I am fully competent to make this Affidavit.
I am counsel of record for Real Parties In Interest the above numbered and
entitled case. I have read the attached Brief on the Merits, and, except for
those statements verified by the affidavits of others and/or through exhibits
included in the mandamus record, I have personal knowledge of the facts
stated therein, and they are true and correct. Further, the documents contained
within the Appendices attached hereto are true and correct copies of pleadings,
motions, exhibits, and/or other documents filed with the trial court in the
underlying action.”
Page 49
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Further, affiant sayeth not.
______________________________
TODD TAYLOR
SUBSCRIBED AND SWORN TO BEFORE ME on the ____ day of February , 2005,
to certify which witness my hand and official seal.
______________________________
Notary Public in and for
Fort Bend County, Texas
Commission Expires: ________
CERTIFICATE OF SERVICE
I hereby certify that on this 7 day of February, 2005, a true and correct copy of Real
th
Parties In Interest’s Brief on the Merits was served upon all counsel of record by telecopier
and/or certified mail, return receipt requested.
_____________________
TODD TAYLOR

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